By-Laws and Rules

Download Bylaws & Rules Documents

• OCC By-Laws (PDF | 1,003k - 220 pages)
• OCC Rules (PDF | 778KB - 190 pages)

Proposed Rule Filings

• SR-OCC-2013-07 (PDF)
• SR-OCC-2013-06 (PDF)
• SR-OCC-2013-05 (PDF)
• SR-OCC-2013-04 (PDF) - (SR-OCC-2013-802)
• SR-OCC-2011-14 (PDF)
• SR-OCC-2009-17 (PDF)

Rule Filings Approved, But Not Yet Implemented

• SR-OCC-2012-14-A1 (PDF) - (AN-OCC-2012-01)
• SR-OCC-2012-14 (PDF) - (AN-OCC-2012-01)
• SR-OCC-2010-09 (PDF)
• SR-OCC-2010-05 (PDF)
• SR-OCC-2010-03 (PDF)
• SR-OCC-2007-04 (PDF)

Rule Filings for Immediate Effectiveness

• SR-OCC-2013-01 (PDF)

Advance Notice Filings

• SR-OCC-2013-802 - (SR-OCC-2013-04)

Advance Notice Filings - Notice of Effectiveness

• AN-OCC-2012-01 (Effective 12-14-12, but not yet implemented) (See Rule Filings SR-OCC-2012-14 and SR-OCC-2012-14-A1 above)

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