By-Laws and Rules
Rule filings are deleted from this list and integrated into the By-Laws and Rules in accordance with applicable regulatory requirements.
Download Bylaws & Rules Documents
- OCC By-Laws (PDF | 1,003k - 220 pages)
- OCC Rules (PDF | 778KB - 190 pages)
Proposed Rule Filings
- SR-OCC-2013-07 (PDF)
- SR-OCC-2013-06 (PDF)
- SR-OCC-2013-05 (PDF)
- SR-OCC-2013-04 (PDF) - (SR-OCC-2013-802)
- SR-OCC-2011-14 (PDF)
- SR-OCC-2009-17 (PDF)
Rule Filings Approved, But Not Yet Implemented
- SR-OCC-2012-14-A1 (PDF) - (AN-OCC-2012-01)
- SR-OCC-2012-14 (PDF) - (AN-OCC-2012-01)
- SR-OCC-2010-09 (PDF)
- SR-OCC-2010-05 (PDF)
- SR-OCC-2010-03 (PDF)
- SR-OCC-2007-04 (PDF)
Rule Filings for Immediate Effectiveness
- SR-OCC-2013-01 (PDF)
Advance Notice Filings
- SR-OCC-2013-802 - (SR-OCC-2013-04)
Advance Notice Filings - Notice of Effectiveness
- AN-OCC-2012-01 (Effective 12-14-12, but not yet implemented) (See Rule Filings SR-OCC-2012-14 and SR-OCC-2012-14-A1 above)