New Listings – May 2012

N/E Date Company Stock
Symbol
Exch.
N 05/17/2012 PowerShares Preferred Portfolio ETF PGX A
N 05/17/2012 Mattress Firm Holding Corporation MFRM C
N 05/17/2012 Tilly's Inc. TLYS C
E 05/17/2012 Ares Commercial Real Estate ACRE C
E 05/17/2012 Carlyle Group CG C
E 05/17/2012 Envivio Inc. ENVI C
E 05/17/2012 PetroLogistics LP PDH C
N 05/15/2012 PetroLogistics LP PDH A
N 05/15/2012 The Carlyle Group LP CG A
N 05/15/2012 EverBank Financial Corp EVER A
E 05/15/2012 Ecopetrol SA EC P
E 05/15/2012 Francesca's Holdings Corp FRAN P
E 05/15/2012 HeartWare International Inc HTWR P
E 05/15/2012 Loral Space & Communications Inc LORL P
E 05/15/2012 Petroleum Development Corp PETD P
E 05/15/2012 PennyMac Mortgage Investment Trust PMT P
E 05/15/2012 Sun Healthcare Group Inc SUNH P
E 05/15/2012 Voc Energy Trust VOC P
N 05/14/2012 Ares Commercial Real Estate Corporation ACRE X
N 05/14/2012 Envivio, Inc. ENVI X
E 05/14/2012 Infoblox, Inc. BLOX X
E 05/14/2012 Midstates Petroleum Company, Inc. MPO X
E 05/14/2012 E-HOUSE (CHINA) HOLDINGS LTD EJ Z
E 05/14/2012 KINDER MORGAN, INC. KMI Z
N 05/10/2012 Carbonite Inc CARB P
E 05/10/2012 Bonanza Creek Energy Inc. BCEI A
E 05/10/2012 iShares DJ U.S. Home Construction Index Fund ITB A
E 05/10/2012 Neonode, Inc. NEON A
N 05/09/2012 Neonode, Inc. (Primary) NEON C
N 05/09/2012 ProShares UltraPro Short 20+ Year Treasury TTT C
N 05/09/2012 Vanguard Large-Cap ETF VV C
N 05/09/2012 Neonode, Inc. NEON X
E 05/09/2012 Infoblox Inc. BLOX C
E 05/09/2012 Midstates Petroleum Co., Inc. MPO C
E 05/09/2012 SandRidge Mississippian Trust SDR C
E 05/09/2012 Splunk Inc. SPLK C
E 05/09/2012 TearLab Corporation TEAR C
E 05/09/2012 Tumi Holdings Inc. TUMI C
E 05/09/2012 Vanguard MSCI European ETF VGK C
N 05/08/2012 Infoblox Inc BLOX I
E 05/08/2012 China XD Plastics Co. Ltd. CXDC I
E 05/08/2012 GSV Capital Corp. GSVC I
E 05/08/2012 iPath DJ-UBS Coffee Subindex Total Return ETN JO I
E 05/08/2012 ProShares UltraShort DJ-UBS Natural Gas KOLD I
E 05/08/2012 ArQule Inc. ARQL I
E 05/08/2012 Liquidity Services Inc. LQDT I
E 05/08/2012 OncoGenex Pharmaceuticals Inc. OGXI I
E 05/08/2012 Parametric Technology Corp. PMTC I
E 05/08/2012 Triangle Petroleum Corp. TPLM I
E 05/08/2012 Tumi Holdings Inc TUMI I
E 05/08/2012 Splunk Inc SPLK I
E 05/08/2012 NovaCopper Inc. NCQ I
E 05/08/2012 Splunk Inc SPLK P
E 05/08/2012 Tumi Holdings Inc TUMI P
E 05/08/2012 United Microelectronics Corporation UMC P
N 05/07/2012 Splunk, Inc. SPLK X
N 05/07/2012 Tumi Holdings, Inc. TUMI X
E 05/07/2012 TearLab Corporation TEAR X
E 05/07/2012 NovaCopper, Inc. NCQ X
E 05/04/2012 3-D SYSTEMS CORP DDD B
E 05/04/2012 SOURCEFIRE INC FIRE B
E 05/04/2012 PROTALIX BIOTHERAPEUTICS INC PLX B
E 05/04/2012 PHILLIPS 66 PSX B
E 05/04/2012 RITE AID CORP RAD B
E 05/03/2012 Phillips 66 PSX P
E 05/03/2012 Apollo Investment Co. AINV Q
E 05/03/2012 Akorn, Inc. AKRX Q
E 05/03/2012 Alexion Pharmace ALXN Q
E 05/03/2012 American Railcar Industries, Inc. ARII Q
E 05/03/2012 Astex Pharmaceutical ASTX Q
E 05/03/2012 BorgWarner Inc. BWA Q
E 05/03/2012 CROWN CASTLE INTL CCI Q
E 05/03/2012 CEVA Inc. CEVA Q
E 05/03/2012 CTS Corporation CTS Q
E 05/03/2012 Caesars Entertainment Corporation CZR Q
E 05/03/2012 3-D SYS CORP DELCOM DDD Q
E 05/03/2012 Dorchester Minerals LP DMLP Q
E 05/03/2012 Dominos Pizza Inc. DPZ Q
E 05/03/2012 Discovery Laboratories, Inc. DSCO Q
E 05/03/2012 Ecopetrol S.A. EC Q
E 05/03/2012 Eagle Bulk Shipping EGLE Q
E 05/03/2012 HB Fuller Co. FUL Q
E 05/03/2012 Interpublic Group IPG Q
E 05/03/2012 Kenexa Corp. KNXA Q
E 05/03/2012 Liquidity Services, Inc. LQDT Q
E 05/03/2012 Nexen Inc. NXY Q
E 05/03/2012 Paramount Gold and Silver Corp. PZG Q
E 05/03/2012 QR Energy LP QRE Q
E 05/03/2012 Proshares DJ-UBS Crude SCO Q
E 05/03/2012 Sun Healthcare Group, Inc. SUNH Q
E 05/03/2012 Superior Industries International, Inc. SUP Q
E 05/03/2012 Teradyne Inc. TER Q
E 05/03/2012 TRINITY IND., INC. TRN Q
E 05/03/2012 TransCanada Corp. TRP Q
E 05/03/2012 TRACTOR SUPPLY CO TSCO Q
E 05/03/2012 Ubiquiti Networks, Inc. UBNT Q
E 05/03/2012 Ulta Salon Cosmetcs & Fragrance Inc ULTA Q
E 05/03/2012 Valassis Communications Inc. VCI Q
E 05/03/2012 Vistaprint N.V. VPRT Q
E 05/03/2012 Vringo, Inc. VRNG Q
E 05/03/2012 Western Gas Partners LP WES Q
E 05/03/2012 WPX Energy, Inc. WPX Q
E 05/03/2012 Allison Transmission Holdings, Inc. ALSN X
E 05/03/2012 Retail Properties Of America, Inc. RPAI X
E 05/03/2012 Sanchez Energy Corporation SN X
E 05/03/2012 Vringo, Inc. VRNG X
E 05/03/2012 Builders FirstSource, Inc. BLDR X
E 05/03/2012 Tangoe, Inc. TNGO X
E 05/03/2012 ACCO BRANDS CORP ACCO Z
E 05/03/2012 BALCHEM CORP BCPC Z
E 05/03/2012 ACTUATE CORP BIRT Z
E 05/03/2012 CHINA AUTOMOTIVE SYSTEMS INC CAAS Z
E 05/03/2012 CARMIKE CINEMAS INC CKEC Z
E 05/03/2012 CARLISLE COMPANIES INC CSL Z
E 05/03/2012 EXCEL TRUST, INC. EXL Z
E 05/03/2012 FURIEX PHARMACEUTICALS, INC. FURX Z
E 05/03/2012 GRACO INC GGG Z
E 05/03/2012 KINDER MORGAN MANAGEMENT LLC KMR Z
E 05/03/2012 KOPIN CORP KOPN Z
E 05/03/2012 OMEGA PROTEIN CORP OME Z
E 05/03/2012 SELECT INCOME REIT SIR Z
E 05/03/2012 STARWOOD PROPERTY TRUST, INC. STWD Z
N 05/02/2012 Midstates Petroleum Co. Inc. MPO A
E 05/02/2012 NovaCopper Inc. NCQ A, P
E 05/02/2012 Phillips 66 PSX A
E 05/02/2012 Zillow Inc Z P
E 05/02/2012 YPF Sociodad Anonima YPF X
N 05/01/2012 NovaCopper Inc. NCQ C
N 05/01/2012 Phillips 66 PSX C
N 05/01/2012 Phillips 66 (Primary) PSX I
N 05/01/2012 Town Sports International Holdings Inc CLUB P
N 05/01/2012 Gevo Inc GEVO P
N 05/01/2012 G&K Services Inc GKSR P
N 05/01/2012 Greenway Medical Technologies GWAY P
N 05/01/2012 Kennedy-Wilson Holdings Inc KW P
N 05/01/2012 Manitex International Inc MNTX P
N 05/01/2012 Providence Service Corp/The PRSC P
N 05/01/2012 TearLab Corp TEAR P
N 05/01/2012 MSCI Emerging Markets Index Option EEMIQ X
N 05/01/2012 MSCI EAFE Index Option EAFEQ X
N 05/01/2012 Phillips 66 PSX X
E 05/01/2012 ACCO Brands Corporation ACCO C
E 05/01/2012 Cellcom Israel Ltd CEL P
E 05/01/2012 Roundy's Parent Co Inc RNDY P
E 05/01/2012 SandRidge Mississippian Trust II SDR P
E 05/01/2012 ProShares Short VIX Short-Term Futures SVXY P
E 05/01/2012 Wabash National Corp WNC P