New Listings – May 2012
| N/E | Date | Company | Stock Symbol |
Exch. |
|---|---|---|---|---|
| N | 05/17/2012 | PowerShares Preferred Portfolio ETF | PGX | A |
| N | 05/17/2012 | Mattress Firm Holding Corporation | MFRM | C |
| N | 05/17/2012 | Tilly's Inc. | TLYS | C |
| E | 05/17/2012 | Ares Commercial Real Estate | ACRE | C |
| E | 05/17/2012 | Carlyle Group | CG | C |
| E | 05/17/2012 | Envivio Inc. | ENVI | C |
| E | 05/17/2012 | PetroLogistics LP | PDH | C |
| N | 05/15/2012 | PetroLogistics LP | PDH | A |
| N | 05/15/2012 | The Carlyle Group LP | CG | A |
| N | 05/15/2012 | EverBank Financial Corp | EVER | A |
| E | 05/15/2012 | Ecopetrol SA | EC | P |
| E | 05/15/2012 | Francesca's Holdings Corp | FRAN | P |
| E | 05/15/2012 | HeartWare International Inc | HTWR | P |
| E | 05/15/2012 | Loral Space & Communications Inc | LORL | P |
| E | 05/15/2012 | Petroleum Development Corp | PETD | P |
| E | 05/15/2012 | PennyMac Mortgage Investment Trust | PMT | P |
| E | 05/15/2012 | Sun Healthcare Group Inc | SUNH | P |
| E | 05/15/2012 | Voc Energy Trust | VOC | P |
| N | 05/14/2012 | Ares Commercial Real Estate Corporation | ACRE | X |
| N | 05/14/2012 | Envivio, Inc. | ENVI | X |
| E | 05/14/2012 | Infoblox, Inc. | BLOX | X |
| E | 05/14/2012 | Midstates Petroleum Company, Inc. | MPO | X |
| E | 05/14/2012 | E-HOUSE (CHINA) HOLDINGS LTD | EJ | Z |
| E | 05/14/2012 | KINDER MORGAN, INC. | KMI | Z |
| N | 05/10/2012 | Carbonite Inc | CARB | P |
| E | 05/10/2012 | Bonanza Creek Energy Inc. | BCEI | A |
| E | 05/10/2012 | iShares DJ U.S. Home Construction Index Fund | ITB | A |
| E | 05/10/2012 | Neonode, Inc. | NEON | A |
| N | 05/09/2012 | Neonode, Inc. (Primary) | NEON | C |
| N | 05/09/2012 | ProShares UltraPro Short 20+ Year Treasury | TTT | C |
| N | 05/09/2012 | Vanguard Large-Cap ETF | VV | C |
| N | 05/09/2012 | Neonode, Inc. | NEON | X |
| E | 05/09/2012 | Infoblox Inc. | BLOX | C |
| E | 05/09/2012 | Midstates Petroleum Co., Inc. | MPO | C |
| E | 05/09/2012 | SandRidge Mississippian Trust | SDR | C |
| E | 05/09/2012 | Splunk Inc. | SPLK | C |
| E | 05/09/2012 | TearLab Corporation | TEAR | C |
| E | 05/09/2012 | Tumi Holdings Inc. | TUMI | C |
| E | 05/09/2012 | Vanguard MSCI European ETF | VGK | C |
| N | 05/08/2012 | Infoblox Inc | BLOX | I |
| E | 05/08/2012 | China XD Plastics Co. Ltd. | CXDC | I |
| E | 05/08/2012 | GSV Capital Corp. | GSVC | I |
| E | 05/08/2012 | iPath DJ-UBS Coffee Subindex Total Return ETN | JO | I |
| E | 05/08/2012 | ProShares UltraShort DJ-UBS Natural Gas | KOLD | I |
| E | 05/08/2012 | ArQule Inc. | ARQL | I |
| E | 05/08/2012 | Liquidity Services Inc. | LQDT | I |
| E | 05/08/2012 | OncoGenex Pharmaceuticals Inc. | OGXI | I |
| E | 05/08/2012 | Parametric Technology Corp. | PMTC | I |
| E | 05/08/2012 | Triangle Petroleum Corp. | TPLM | I |
| E | 05/08/2012 | Tumi Holdings Inc | TUMI | I |
| E | 05/08/2012 | Splunk Inc | SPLK | I |
| E | 05/08/2012 | NovaCopper Inc. | NCQ | I |
| E | 05/08/2012 | Splunk Inc | SPLK | P |
| E | 05/08/2012 | Tumi Holdings Inc | TUMI | P |
| E | 05/08/2012 | United Microelectronics Corporation | UMC | P |
| N | 05/07/2012 | Splunk, Inc. | SPLK | X |
| N | 05/07/2012 | Tumi Holdings, Inc. | TUMI | X |
| E | 05/07/2012 | TearLab Corporation | TEAR | X |
| E | 05/07/2012 | NovaCopper, Inc. | NCQ | X |
| E | 05/04/2012 | 3-D SYSTEMS CORP | DDD | B |
| E | 05/04/2012 | SOURCEFIRE INC | FIRE | B |
| E | 05/04/2012 | PROTALIX BIOTHERAPEUTICS INC | PLX | B |
| E | 05/04/2012 | PHILLIPS 66 | PSX | B |
| E | 05/04/2012 | RITE AID CORP | RAD | B |
| E | 05/03/2012 | Phillips 66 | PSX | P |
| E | 05/03/2012 | Apollo Investment Co. | AINV | Q |
| E | 05/03/2012 | Akorn, Inc. | AKRX | Q |
| E | 05/03/2012 | Alexion Pharmace | ALXN | Q |
| E | 05/03/2012 | American Railcar Industries, Inc. | ARII | Q |
| E | 05/03/2012 | Astex Pharmaceutical | ASTX | Q |
| E | 05/03/2012 | BorgWarner Inc. | BWA | Q |
| E | 05/03/2012 | CROWN CASTLE INTL | CCI | Q |
| E | 05/03/2012 | CEVA Inc. | CEVA | Q |
| E | 05/03/2012 | CTS Corporation | CTS | Q |
| E | 05/03/2012 | Caesars Entertainment Corporation | CZR | Q |
| E | 05/03/2012 | 3-D SYS CORP DELCOM | DDD | Q |
| E | 05/03/2012 | Dorchester Minerals LP | DMLP | Q |
| E | 05/03/2012 | Dominos Pizza Inc. | DPZ | Q |
| E | 05/03/2012 | Discovery Laboratories, Inc. | DSCO | Q |
| E | 05/03/2012 | Ecopetrol S.A. | EC | Q |
| E | 05/03/2012 | Eagle Bulk Shipping | EGLE | Q |
| E | 05/03/2012 | HB Fuller Co. | FUL | Q |
| E | 05/03/2012 | Interpublic Group | IPG | Q |
| E | 05/03/2012 | Kenexa Corp. | KNXA | Q |
| E | 05/03/2012 | Liquidity Services, Inc. | LQDT | Q |
| E | 05/03/2012 | Nexen Inc. | NXY | Q |
| E | 05/03/2012 | Paramount Gold and Silver Corp. | PZG | Q |
| E | 05/03/2012 | QR Energy LP | QRE | Q |
| E | 05/03/2012 | Proshares DJ-UBS Crude | SCO | Q |
| E | 05/03/2012 | Sun Healthcare Group, Inc. | SUNH | Q |
| E | 05/03/2012 | Superior Industries International, Inc. | SUP | Q |
| E | 05/03/2012 | Teradyne Inc. | TER | Q |
| E | 05/03/2012 | TRINITY IND., INC. | TRN | Q |
| E | 05/03/2012 | TransCanada Corp. | TRP | Q |
| E | 05/03/2012 | TRACTOR SUPPLY CO | TSCO | Q |
| E | 05/03/2012 | Ubiquiti Networks, Inc. | UBNT | Q |
| E | 05/03/2012 | Ulta Salon Cosmetcs & Fragrance Inc | ULTA | Q |
| E | 05/03/2012 | Valassis Communications Inc. | VCI | Q |
| E | 05/03/2012 | Vistaprint N.V. | VPRT | Q |
| E | 05/03/2012 | Vringo, Inc. | VRNG | Q |
| E | 05/03/2012 | Western Gas Partners LP | WES | Q |
| E | 05/03/2012 | WPX Energy, Inc. | WPX | Q |
| E | 05/03/2012 | Allison Transmission Holdings, Inc. | ALSN | X |
| E | 05/03/2012 | Retail Properties Of America, Inc. | RPAI | X |
| E | 05/03/2012 | Sanchez Energy Corporation | SN | X |
| E | 05/03/2012 | Vringo, Inc. | VRNG | X |
| E | 05/03/2012 | Builders FirstSource, Inc. | BLDR | X |
| E | 05/03/2012 | Tangoe, Inc. | TNGO | X |
| E | 05/03/2012 | ACCO BRANDS CORP | ACCO | Z |
| E | 05/03/2012 | BALCHEM CORP | BCPC | Z |
| E | 05/03/2012 | ACTUATE CORP | BIRT | Z |
| E | 05/03/2012 | CHINA AUTOMOTIVE SYSTEMS INC | CAAS | Z |
| E | 05/03/2012 | CARMIKE CINEMAS INC | CKEC | Z |
| E | 05/03/2012 | CARLISLE COMPANIES INC | CSL | Z |
| E | 05/03/2012 | EXCEL TRUST, INC. | EXL | Z |
| E | 05/03/2012 | FURIEX PHARMACEUTICALS, INC. | FURX | Z |
| E | 05/03/2012 | GRACO INC | GGG | Z |
| E | 05/03/2012 | KINDER MORGAN MANAGEMENT LLC | KMR | Z |
| E | 05/03/2012 | KOPIN CORP | KOPN | Z |
| E | 05/03/2012 | OMEGA PROTEIN CORP | OME | Z |
| E | 05/03/2012 | SELECT INCOME REIT | SIR | Z |
| E | 05/03/2012 | STARWOOD PROPERTY TRUST, INC. | STWD | Z |
| N | 05/02/2012 | Midstates Petroleum Co. Inc. | MPO | A |
| E | 05/02/2012 | NovaCopper Inc. | NCQ | A, P |
| E | 05/02/2012 | Phillips 66 | PSX | A |
| E | 05/02/2012 | Zillow Inc | Z | P |
| E | 05/02/2012 | YPF Sociodad Anonima | YPF | X |
| N | 05/01/2012 | NovaCopper Inc. | NCQ | C |
| N | 05/01/2012 | Phillips 66 | PSX | C |
| N | 05/01/2012 | Phillips 66 (Primary) | PSX | I |
| N | 05/01/2012 | Town Sports International Holdings Inc | CLUB | P |
| N | 05/01/2012 | Gevo Inc | GEVO | P |
| N | 05/01/2012 | G&K Services Inc | GKSR | P |
| N | 05/01/2012 | Greenway Medical Technologies | GWAY | P |
| N | 05/01/2012 | Kennedy-Wilson Holdings Inc | KW | P |
| N | 05/01/2012 | Manitex International Inc | MNTX | P |
| N | 05/01/2012 | Providence Service Corp/The | PRSC | P |
| N | 05/01/2012 | TearLab Corp | TEAR | P |
| N | 05/01/2012 | MSCI Emerging Markets Index Option | EEMIQ | X |
| N | 05/01/2012 | MSCI EAFE Index Option | EAFEQ | X |
| N | 05/01/2012 | Phillips 66 | PSX | X |
| E | 05/01/2012 | ACCO Brands Corporation | ACCO | C |
| E | 05/01/2012 | Cellcom Israel Ltd | CEL | P |
| E | 05/01/2012 | Roundy's Parent Co Inc | RNDY | P |
| E | 05/01/2012 | SandRidge Mississippian Trust II | SDR | P |
| E | 05/01/2012 | ProShares Short VIX Short-Term Futures | SVXY | P |
| E | 05/01/2012 | Wabash National Corp | WNC | P |