New Listings – December 2009
| N/E | Date | Company | Stock Symbol | Exchanges |
|---|---|---|---|---|
| N | 12/31/2009 | Lear Corporation |
LEA | C |
| E | 12/31/2009 | Federal Home Loan Mortgage Corporation |
FRE | Q |
| E | 12/31/2009 | Federal National Mortgage Association | FNM | Q |
| N | 12/30/2009 | Global X China Technology ETF |
CHIB | A |
| N | 12/30/2009 | Global X China Industrials ETF |
CHII | A |
| N | 12/30/2009 | Global X China Consumer ETF |
CHIQ | A |
| N | 12/30/2009 | Global X China Financials ETF | CHIX | A |
| N | 12/30/2009 | Concord Medical Services Holdings Limited |
CCM | C |
| N | 12/30/2009 | KAR Auction Services, Inc. | KAR | C |
| E | 12/30/2009 | General Steel Holdings, Inc. |
GSI | A |
| E | 12/29/2009 | Northwest Bancshares, Inc. |
NWBI | X |
| E | 12/29/2009 | Georgia Gulf Corporation | GGC | X |
| E | 12/28/2009 | iShares MSCI Emerging Markets Index Fund |
EEM | Q |
| E | 12/24/2009 | Royal Dutch Shell PLC |
RDS/B | A |
| N | 12/23/2009 | AboveNet Inc. |
ABVT | A |
| N | 12/23/2009 | AboveNet, Inc. (Primary) |
ABVT | C |
| N | 12/23/2009 | Impax Laboratories, Inc. | IPXL | C |
| N | 12/23/2009 | Uranium Energy Corp |
UEC | P |
| N | 12/23/2009 | Gulfport Energy Corporation |
GPOR | X |
| E | 12/23/2009 | Cell Therapeutics Inc. |
CTIC | A |
| E | 12/23/2009 | Claymore/AlphaShares China Small Cap Index ETF |
HAO | A |
| E | 12/23/2009 | RADVision Ltd. |
RVSN | A |
| E | 12/23/2009 | Domtar Corp. |
UFS | A |
| E | 12/23/2009 | VanceInfo Technologies Inc. |
VIT | A |
| E | 12/23/2009 | Verso Paper Corp. |
VRS | A |
| E | 12/23/2009 | Northwest BancShares, Inc. | NWBI | A |
| E | 12/23/2009 | Modine Manufacturing Company |
MOD | C |
| E | 12/23/2009 | Nanometrics Incorporated |
NANO | C |
| E | 12/23/2009 | Santarus Inc. |
SNTS | C |
| E | 12/23/2009 | U.S. Energy Corporation | USEG | C |
| E | 12/23/2009 | Bridgepoint Education Inc |
BPI | P |
| E | 12/23/2009 | China Housing & Land Development Inc |
CHLN | P |
| E | 12/23/2009 | Direxion Daily Real Estate Bear 3x Shares |
DRV | P |
| E | 12/23/2009 | K12 Inc |
LRN | P |
| E | 12/23/2009 | Magellan Health Services Inc |
MGLN | P |
| E | 12/23/2009 | Micromet Inc |
MITI | P |
| E | 12/23/2009 | New Gold Inc |
NGD | P |
| E | 12/23/2009 | Nu Skin Enterprises Inc |
NUS | P |
| E | 12/23/2009 | Orion Marine Group Inc |
ORN | P |
| E | 12/23/2009 | PacWest Bancorp |
PACW | P |
| E | 12/23/2009 | PowerSecure International Inc |
POWR | P |
| E | 12/23/2009 | Standard Microsystems Corp |
SMSC | P |
| E | 12/23/2009 | SXC Health Solutions Corp |
SXCI | P |
| E | 12/23/2009 | Taseko Mines Ltd |
TGB | P |
| E | 12/23/2009 | Unilever PLC |
UL | P |
| E | 12/23/2009 | Vista Gold Corp |
VGZ | P |
| E | 12/23/2009 | Verso Paper Corp |
VRS | P |
| E | 12/23/2009 | Wonder Auto Technology Inc |
WATG | P |
| E | 12/23/2009 | ProShares Ultra FTSE/Xinhua China 25 | XPP | P |
| N | 12/22/2009 | United States 12 Month Natural Gas Fund LP ETF |
UNL | A |
| N | 12/22/2009 | Infinity Pharmaceuticals, Inc. |
INFI | X |
| E | 12/22/2009 | Allied Nevada Gold Corp. |
ANV | A |
| E | 12/22/2009 | AO Smith Corp. |
AOS | A |
| E | 12/22/2009 | Cheniere Energy Partners LP |
CQP | A |
| E | 12/22/2009 | Crane Co. |
CR | A |
| E | 12/22/2009 | Constant Contact Inc. |
CTCT | A |
| E | 12/22/2009 | Federal Signal Corp. |
FSS | A |
| E | 12/22/2009 | K-Sea Transportation Partners LP |
KSP | A |
| E | 12/22/2009 | Lithia Motors Inc. |
LAD | A |
| E | 12/22/2009 | Lumber Liquidators Inc. |
LL | A |
| E | 12/22/2009 | K12 Inc. |
LRN | A |
| E | 12/22/2009 | MB Financial Inc. |
MBFI | A |
| E | 12/22/2009 | Northern Oil and Gas Inc. |
NOG | A |
| E | 12/22/2009 | Northwest BancShares, Inc. |
NWBI | A |
| E | 12/22/2009 | PacWest Bancorp |
PACW | A |
| E | 12/22/2009 | 3PAR Inc. |
PAR | A |
| E | 12/22/2009 | Protalix BioTherapeutics Inc. |
PLX | A |
| E | 12/22/2009 | Insulet Corp. |
PODD | A |
| E | 12/22/2009 | PowerSecure International Inc. |
POWR | A |
| E | 12/22/2009 | Rex Energy Corp. |
REXX | A |
| E | 12/22/2009 | RehabCare Group Inc. | RHB | A |
| E | 12/21/2009 | CIT Group, Inc. |
CIT | B X |
| N | 12/18/2009 | CIT Group, Inc. (Primary) | CIT | P |
| N | 12/18/2009 | CIT Group, Inc. | CIT | A C I |
| E | 12/18/2009 | Allied Nevada Gold Corporation | ANV | P |
| E | 12/18/2009 | Cell Therapeutics, Inc. | CTIC | P |
| N | 12/17/2009 | Modine Manufacturing Co |
MOD | P |
| N | 12/17/2009 | Santarus Inc |
SNTS | P |
| N | 12/17/2009 | US Energy Corp Wyoming | USEG | P |
| E | 12/17/2009 | IMS Health Inc. |
RX | A |
| E | 12/17/2009 | American Dairy Inc |
ADY | P |
| E | 12/17/2009 | Claymore/AlphaShares China Small Cap Index ETF |
HAO | P |
| E | 12/17/2009 | SmartHeat Inc |
HEAT | P |
| E | 12/17/2009 | China North East Petroleum Holdings Ltd |
NEP | P |
| E | 12/17/2009 | United Online Inc |
UNTD | P |
| E | 12/17/2009 | VanceInfo Technologies Inc | VIT | P |
| E | 12/17/2009 | Vanceinfo Technologies, Inc. |
VIT | X |
| N | 12/14/2009 | PowerShares Emerging Markets Sovereign Debt Portfolio |
PCY | C |
| E | 12/14/2009 | American Greetings Corporation |
AM | C |
| E | 12/14/2009 | Bio-Rad Laboratories, Inc. |
BIO | C |
| E | 12/14/2009 | Bronco Drilling Company, Inc. |
BRNC | C |
| E | 12/14/2009 | Brooks Automation, Inc. |
BRKS | C |
| E | 12/14/2009 | Catalyst Health Solutions, Inc. |
CHSI | C |
| E | 12/14/2009 | Del Monte Foods Company |
DLM | C |
| E | 12/14/2009 | Domtar Corporation |
UFS | C |
| E | 12/14/2009 | Famous Dave's of America, Inc. |
DAVE | C |
| E | 12/14/2009 | Federal Signal Corporation |
FSS | C |
| E | 12/14/2009 | Jaguar Mining Inc. |
JAG | C |
| E | 12/14/2009 | Kinder Morgan Management, LLC. |
KMR | C |
| E | 12/14/2009 | Ladish Co., Inc. |
LDSH | C |
| E | 12/14/2009 | SCANA Corporation |
SCG | C |
| E | 12/14/2009 | Thompson Creek Metals Company, Inc. |
TC | C |
| E | 12/14/2009 | Westar Energy, Inc. | WR | C |
| E | 12/11/2009 | Aol, Inc. | AOL | B |
| E | 12/11/2009 | Fortinet Inc. | FTNT | I |
| N | 12/11/2009 | ICF International, Inc. | ICFI | X |
| E | 12/11/2009 | Volcano Corporation | VOLC | X |
| N | 12/10/2009 | AOL Inc (Primary) | AOL | P |
| N | 12/10/2009 | AOL Inc |
AOL | A C I Q X |
| E | 12/10/2009 | China Natural Gas Inc. |
CHNG | I |
| E | 12/10/2009 | Terra Industries Inc. |
TRA | Q |
| E | 12/10/2009 | China Real Estate Information Corp. |
CRIC | X |
| E | 12/10/2009 | Walter Investment Management Corp. |
WAC | X |
| E | 12/10/2009 | Cenovus Energy, Inc. | CVE | X |
| N | 12/09/2009 | Cenovus Energy Inc. (Primary) |
CVE | C |
| N | 12/09/2009 | Cenovus Energy Inc. |
CVE | I |
| E | 12/09/2009 | JDA Software Group Inc. |
JDAS | I |
| E | 12/09/2009 | Potlatch Corp. |
PCH | I |
| E | 12/09/2009 | Toreador Resources Corp. |
TRGL | I |
| E | 12/09/2009 | VanceInfo Technologies Inc. (ADS) | VIT | I |
| E | 12/08/2009 | Badger Meter Inc. |
BMI | I |
| E | 12/08/2009 | Harbin Electric Inc. |
HRBN | I |
| E | 12/08/2009 | Brookdale Senior Living Inc. |
BKD | I |
| E | 12/08/2009 | Domtar Corp. |
UFS | I |
| E | 12/08/2009 | CNA Financial Corp. |
CNA | I |
| E | 12/08/2009 | Fulton Financial Corp. |
FULT | I |
| E | 12/08/2009 | Healthcare Realty Trust Inc. | HR | I |
| E | 12/08/2009 | Exeter Resources Corporation |
XRA | X |
| E | 12/08/2009 | Endeavour Silver Corporation |
EXK | X |
| E | 12/08/2009 | Keegan Resources, Inc. |
KGN | X |
| E | 12/08/2009 | MAG Silver Corporation |
MVG | X |
| E | 12/08/2009 | Northgate Minerals Corporation | NXG | X |
| N | 12/07/2009 | Finisar Corporation |
FNSR | C |
| N | 12/07/2009 | iShares S&P Europe 350 Index Fund |
IEV | C |
| N | 12/07/2009 | Market Vectors RVE Hard Assets Producers ETF |
HAP | C |
| N | 12/07/2009 | ProShares Ultra SmallCap600 |
SAA | C |
| N | 12/07/2009 | SPDR S&P China ETF |
GXC | C |
| N | 12/07/2009 | SPDR S&P Emerging Europe ETF | GUR | C |
| E | 12/07/2009 | Endeavour Silver Corp. |
EXK | C |
| E | 12/07/2009 | Exeter Resource Corporation |
XRA | C |
| E | 12/07/2009 | Keegan Resources, Inc. |
KGN | C |
| E | 12/07/2009 | Lightbridge Corporation |
LTBR | C |
| E | 12/07/2009 | Mag Silver Corporation |
MVG | C |
| E | 12/07/2009 | North American Energy Partners Inc. |
NOA | C |
| E | 12/07/2009 | Northgate Minerals Corporation | NXG | C |
| E | 12/07/2009 | Protalix BioTherapeutics Inc. |
PLX | I |
| E | 12/07/2009 | RINO International Corp. |
RINO | I |
| E | 12/07/2009 | Rue21 Inc. |
RUE | I |
| E | 12/07/2009 | Market Vectors Brazil Small Cap ETF |
BRF | I |
| E | 12/07/2009 | WisdomTree Dreyfus Chinese Yuan Fund | CYB | I |
| E | 12/07/2009 | Market Vector’s Junior Gold Miners ETF |
GDXJ | X |
| N | 12/04/2009 | North American Energy Partners Inc. |
NOA | A |
| N | 12/04/2009 | Endeavour Silver Corp. |
EXK | A |
| N | 12/04/2009 | MAG Silver Corp. |
MVG | A |
| N | 12/04/2009 | Keegan Resources Inc. |
KGN | A |
| N | 12/04/2009 | Exeter Resource Corp. | XRA | A |
| E | 12/04/2009 | Northgate Minerals Corp. |
NXG | A |
| E | 12/04/2009 | Dollar General Corp. |
DG | I |
| E | 12/04/2009 | Electro-Optical Sciences Inc. |
MELA | I |
| E | 12/04/2009 | PMI Group Inc. |
PMI | I |
| E | 12/04/2009 | Revlon Inc. (Cl A) |
REV | I |
| E | 12/04/2009 | RehabCare Group Inc. |
RHB | I |
| E | 12/04/2009 | American Dairy Inc. |
ADY | I |
| E | 12/04/2009 | iShares Goldman Sachs Natural Resources Index Fund | IGE | I |
| E | 12/04/2009 | Rue21 Inc |
RUE | P |
| E | 12/04/2009 | Market Vectors Junior Gold Miners ETF |
GDXJ | P |
| E | 12/04/2009 | Targacept inc | TRGT | P |
| E | 12/04/2009 | Intersil Corporation |
ISIL | Q |
| E | 12/04/2009 | ITT Corporation |
ITT | Q |
| E | 12/04/2009 | Illinois Tool Works Inc. |
ITW | Q |
| E | 12/04/2009 | Jacobs Engineering Group Inc. |
JEC | Q |
| E | 12/04/2009 | Kimberly-Clark Corporation |
KMB | Q |
| E | 12/04/2009 | L-3 Communications Holdings, Inc. |
LLL | Q |
| E | 12/04/2009 | Lexmark International, Inc. |
LXK | Q |
| E | 12/04/2009 | Mattel, Inc. |
MAT | Q |
| E | 12/04/2009 | Microchip Technology Incorporated |
MCHP | Q |
| E | 12/04/2009 | McKesson Corporation |
MCK | Q |
| E | 12/04/2009 | Murphy Oil Corporation |
MUR | Q |
| E | 12/04/2009 | Northrop Grumman Corporation |
NOC | Q |
| E | 12/04/2009 | Newell Rubbermaid Inc. |
NWL | Q |
| E | 12/04/2009 | News Corporation |
NWS | Q |
| E | 12/04/2009 | Public Service Enterprise Group Incorporated |
PEG | Q |
| E | 12/04/2009 | Progress Energy Inc |
PGN | Q |
| E | 12/04/2009 | QLogic Corporation |
QLGC | Q |
| E | 12/04/2009 | Sony Corporation |
SNE | Q |
| E | 12/04/2009 | Questar Corporation |
STR | Q |
| E | 12/04/2009 | Stryker Corporation |
SYK | Q |
| E | 12/04/2009 | Toyota Motor Corporation | TM | Q |
| E | 12/03/2009 | AmerisourceBergen Corporation |
ABC | Q |
| E | 12/03/2009 | Analog Devices, Inc. |
ADI | Q |
| E | 12/03/2009 | Automatic Data Processing, Inc. |
ADP | Q |
| E | 12/03/2009 | Ashland Inc. |
ASH | Q |
| E | 12/03/2009 | BMC Software Inc. |
BMC | Q |
| E | 12/03/2009 | Cheesecake Factory Inc. |
CAKE | Q |
| E | 12/03/2009 | Cameron International Corp. |
CAM | Q |
| E | 12/03/2009 | Cardinal Health, Inc. |
CAH | Q |
| E | 12/03/2009 | Clorox Company |
CLX | Q |
| E | 12/03/2009 | Dominion Resources, Inc. |
D | Q |
| E | 12/03/2009 | Quest Diagnostics Incorporated |
DGX | Q |
| E | 12/03/2009 | Edison International |
EIX | Q |
| E | 12/03/2009 | Eastman Chemical Company |
EMN | Q |
| E | 12/03/2009 | Eaton Corp. |
ETN | Q |
| E | 12/03/2009 | Fortune Brands Inc. |
FO | Q |
| E | 12/03/2009 | FPL Group Inc. |
FPL | Q |
| E | 12/03/2009 | Forest Oil Corp. |
FST | Q |
| E | 12/03/2009 | Goodrich Corp. |
GR | Q |
| E | 12/03/2009 | Glaxo Smith Kline PLC |
GSK | Q |
| E | 12/03/2009 | Intuit Inc. | INTU | Q |
| N | 12/02/2009 | Fortinet Inc. |
FTNT | C |
| E | 12/02/2009 | BOK Financial Corporation |
BOKF | X |
| E | 12/02/2009 | Cathay General Bancorp |
CATY | X |
| E | 12/02/2009 | Carnival Plc |
CUK | X |
| E | 12/02/2009 | California Water Service Group |
CWT | X |
| E | 12/02/2009 | Evercore Partners, Inc. |
EVR | X |
| E | 12/02/2009 | IberiaBank Corporation |
IBKC | X |
| E | 12/02/2009 | Sovran Self Storage, Inc. | SSS | X |
| N | 12/01/2009 | Rue21 Inc. |
RUE | C |
| N | 12/01/2009 | G-III Apparel Group Ltd | GIII | P |
| N | 12/01/2009 | Northgate Minerals Corp |
NXG | P |
| N | 12/01/2009 | Playboy Enterprises - Class B |
PLA | P |
| E | 12/01/2009 | Grant Prideco, Inc. | NOV | A |
| E | 12/01/2009 | Analogic Corp | ALOG | P |
| E | 12/01/2009 | Cheniere Energy Partners LP |
CQP | P |
| E | 12/01/2009 | Domtar Corp | UFS | P |
| E | 12/01/2009 | America's Car-Mart, Inc. |
CRMT | X |
| E | 12/01/2009 | Constant Contact, Inc. |
CTCT | X |
| E | 12/01/2009 | K-Sea Transportation Partners L.P. |
KSP | X |
Fixed Return Options
There were no FRO Options listed in December 2009.
