New Listings – November 2009
| N/E | Date | Company | Stock Symbol | Exchanges |
|---|---|---|---|---|
| E | 11/25/2009 | Dollar General Corporation | DG | X |
| N | 11/24/2009 | NYSE Arca Mini-Oil Index |
BZJ | A |
| N | 11/24/2009 | Pacific Asia Petroleum Inc. (Primary) | PAP | A |
| N | 11/24/2009 | Books-A-Million, Inc. |
BAMM | C |
| N | 11/24/2009 | Pacific Asia Petroleum Inc. | PAP | C |
| N | 11/24/2009 | Medquist, Inc. |
MEDQ | X |
| E | 11/24/2009 | Dollar General Corporation |
DG | A |
| E | 11/24/2009 | Market Vectors Junior Gold Miners ETF |
GDXJ | C |
| E | 11/24/2009 | Silvercorp Metals Inc. | SVM | C |
| E | 11/24/2009 | Dollar General Corporation |
DG | P |
| E | 11/24/2009 | Compellent Technologies, Inc. |
CML | X |
| E | 11/24/2009 | Lithia Motors, Inc. |
LAD | X |
| E | 11/24/2009 | Keryx Biopharmaceuticals |
KERX | X |
| E | 11/24/2009 | Microvision, Inc. |
MVIS | X |
| E | 11/24/2009 | Protalix Biotherapeuctics, Inc. |
PLX | X |
| E | 11/24/2009 | TICC Capital Corporation | TICC | X |
| N | 11/23/2009 | Ocean Power Technologies Inc | OPTT | P |
| N | 11/23/2009 | Dollar General Corporation | DG | C |
| N | 11/23/2009 | Liberty Media Starz Series A | LSTZA | C |
| E | 11/23/2009 | China Real Estate Information Corp | CRIC | P |
| E | 11/23/2009 | Coldwater Creek, Inc. | CWTR | X |
| E | 11/23/2009 | Ebix, Inc. | EBIX | X |
| E | 11/23/2009 | McClatchy Co. Holding Company | MNI | X |
| E | 11/20/2009 | Ancestry.com, Inc. |
ACOM | C |
| E | 11/20/2009 | ArQule Inc. |
ARQL | C |
| E | 11/19/2009 | China Natural Gas Inc |
CHNG | P |
| E | 11/19/2009 | WisdomTree Dreyfus Chinese Yuan Fund |
CYB | P |
| E | 11/19/2009 | Dole Food Co Inc |
DOLE | P |
| E | 11/19/2009 | Direxion Daily Real Estate Bull 3x Shares |
DRN | P |
| E | 11/19/2009 | First Financial Northwest Inc |
FFNW | P |
| E | 11/19/2009 | Hi-Tech Pharmacal Co Inc |
HITK | P |
| E | 11/19/2009 | HUB Group Inc |
HUBG | P |
| E | 11/19/2009 | iShares S&P MidCap 400 Index Fund |
IJH | P |
| E | 11/19/2009 | National Financial Partners Corp |
NFP | P |
| E | 11/19/2009 | Northern Oil And Gas Inc |
NOG | P |
| E | 11/19/2009 | Insulet Corp |
PODD | P |
| E | 11/19/2009 | Direxion Daily 30-Year Treasury Bear 3X |
TMV | P |
| E | 11/19/2009 | Claymore/AlphaShares China All-Cap ETF | YAO | P |
| E | 11/19/2009 | Hyatt Hotels Corporation |
H | X |
| N | 11/18/2009 | ishares MSCI Singapore Index Fund |
EWS | C |
| N | 11/18/2009 | TICC Capital Corporation |
TICC | C |
| N | 11/18/2009 | Zagg Incorp. | ZAGG | C |
| E | 11/18/2009 | Fibria Celulose S.A. |
FBR | P |
| N | 11/17/2009 | Market Vectors Junior Gold Miners ETF |
GDXJ | A |
| E | 11/17/2009 | Mead Johnson Nutrition Co. - A |
MJN | A |
| E | 11/17/2009 | Claymore/AlphaShares China All-Cap ETF |
YAO | X |
| E | 11/16/2009 | Hyatt Hotels Corp. |
H | A, I, P |
| N | 11/13/2009 | Hyatt Hotels Corporation |
H | C |
| E | 11/13/2009 | Omeros Corp. |
OMER | I |
| E | 11/13/2009 | Direxion Daily Small Cap Bear 3X |
TZA | Q |
| N | 11/12/2009 | Schwab International Equity ETF> | SCHF | C |
| N | 11/12/2009 | Schwab U.S. Broad Market ETF | SCHB | C |
| N | 11/12/2009 | Schwab U.S. Large-Cap ETF | SCHX | C |
| N | 11/12/2009 | Schwab U.S. Small-Cap ETF | SCHA | C |
| N | 11/12/2009 | Taseko Mines Limited | TGB | C |
| E | 11/12/2009 | iShares S&P SmallCap 600 Value Index Fund | IJS | C |
| E | 11/12/2009 | Mastec, Inc. | MTZ | C |
| E | 11/12/2009 | Peet's Coffee & Tea Inc. | PEET | C |
| E | 11/12/2009 | Sonic Automotive, Inc. | SAH | C |
| E | 11/12/2009 | Valley National Bancorp. | VLY | C |
| E | 11/12/2009 | American Oriental Bioengineering Inc | AOB | P |
| E | 11/12/2009 | Compellent Technologies Inc | CML | P |
| E | 11/12/2009 | Ebix Inc |
EBIX | P |
| E | 11/12/2009 | Shanda Games Ltd | GAME | P |
| E | 11/12/2009 | Microvision Inc | MVIS | P |
| E | 11/12/2009 | 3PAR Inc | PAR | P |
| E | 11/12/2009 | Protalix BioTherapeutics Inc | PLX | P |
| E | 11/12/2009 | Progress Software Corp | PRGS | P |
| E | 11/12/2009 | RADVision Ltd | RVSN | P |
| E | 11/12/2009 | Sanmina-SCI Corp | SANM | P |
| E | 11/12/2009 | Youbet.com Inc | UBET | P |
| E | 11/12/2009 | Universal Travel Group | UTA | P |
| E | 11/12/2009 | Dole Foods Company, Inc. | DOLE | X |
| E | 11/12/2009 | Electro-Optical Sciences, Inc. | MELA | X |
| E | 11/12/2009 | Unisys Corporation | UIS | X |
| E | 11/10/2009 | Aixtron AG (ADS) | AIXG | I |
| E | 11/10/2009 | Cytokinetics Inc. | CYTK | I |
| E | 11/10/2009 | Federated Investors Inc. | FII | I |
| E | 11/10/2009 | Bank of Ireland Sponsored ADR | IRE | I |
| E | 11/10/2009 | International Speedway Corp. (Cl A) | ISCA | I |
| E | 11/10/2009 | Lihir Gold Ltd. (ADS) | LIHR | I |
| E | 11/10/2009 | Multimedia Games Inc. | MGAM | I |
| E | 11/10/2009 | China Nepstar Chain Drugstore Inc. | NPD | I |
| E | 11/10/2009 | Power Integrations Inc. | POWI | I |
| E | 11/10/2009 | Universal Travel Group | UTA | I |
| N | 11/09/2009 | China-Biotics Inc. | CHBT | C |
| N | 11/09/2009 | Fbr Capital Markets Corp. | FBCM | C |
| N | 11/09/2009 | Targacept Inc. | TRGT | C |
| N | 11/09/2009 | U-Store-IT Trust | YSI | C |
| E | 11/09/2009 | Claymore/AlphaShares China Small Cap Index ETF | HAO | C |
| E | 11/09/2009 | iShares S&P MidCap 400 Index Fund | IJH | C |
| E | 11/09/2009 | Webmd Health Corp. | WBMD | C |
| E | 11/09/2009 | BioMimetic Therapeutics Inc. | BMTI | I |
| E | 11/09/2009 | China Green Agriculture Inc. | CGA | I |
| E | 11/09/2009 | China Real Estate Information Corp. (ADS) | CRIC | I |
| E | 11/09/2009 | Ebix Inc. | EBIX | I |
| E | 11/09/2009 | Jazz Pharmaceuticals Inc. | JAZZ | I |
| E | 11/09/2009 | KKR Financial Holdings LLC | KFN | I |
| E | 11/09/2009 | Sunrise Senior Living Inc. | SRZ | I |
| E | 11/09/2009 | Claymore AlphaShares China Small Cap ETF | HAO | I |
| E | 11/09/2009 | Compellent Technologies Inc. | CML | I |
| E | 11/09/2009 | American Greetings Corp. | AM | I |
| E | 11/09/2009 | Rockwood Holdings Inc. | ROC | I |
| N | 11/06/2009 | China Real Estate Information Corp. | CRIC | C |
| E | 11/06/2009 | iShares MSCI United Kingdom Index Fund |
EWU | I |
| E | 11/06/2009 | Progress Software Corp. |
PRGS | I |
| E | 11/06/2009 | Dana Holding Corp. |
DAN | I |
| E | 11/06/2009 | Dole Food Company, Inc. |
DOLE | I |
| E | 11/06/2009 | East West Bancorp Inc. |
EWBC | I |
| E | 11/06/2009 | Greenhill & Co. |
GHL | I |
| E | 11/06/2009 | Liberty Property Trust |
LRY | I |
| E | 11/06/2009 | Magellan Health Services Inc. |
MGLN | I |
| E | 11/06/2009 | Sanmina-SCI Corp. |
SANM | I |
| E | 11/06/2009 | Taubman Centers Inc. |
TCO | I |
| E | 11/06/2009 | Integrys Energy Group Inc. | TEG | I |
| E | 11/06/2009 | iShares MSCI EAFE Fund |
EFA | Q |
| N | 11/05/2009 | Vitamin Shoppe Inc. |
VSI | C |
| E | 11/05/2009 | iShares Silver Trust |
SLV | Q |
| E | 11/04/2009 | Agilent Technologies, Inc. |
A | Q |
| E | 11/04/2009 | Hartford Financial Services Group, Inc. |
HIG | Q |
| E | 11/04/2009 | Petroleo Brasileiro S.A |
PBR | Q |
| E | 11/04/2009 | Savient Pharmaceuticals Inc |
SVNT | Q |
| E | 11/04/2009 | Waste Management, Inc. | WM | Q |
| E | 11/03/2009 | Genworth Financial, Inc. | GNW | Q |
| N | 11/02/2009 | Dole Food Company, Inc. (Primary) |
DOLE | C |
| N | 11/02/2009 | Dole Food Company, Inc. | DOLE | A |
| N | 11/02/2009 | Belo Corp | BLC | P |
| E | 11/02/2009 | Jefferies TR/J CRB Global Commodity Equity Index Fund | CRBQ | A |
Fixed Return Options
There were no FRO Options listed in November 2009.
