New Listings – October 2009

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N/E Date Company Stock Symbol Exchanges
N 10/30/2009 Audiovox Corporation VOXX X
N 10/30/2009 Omeros Corporation OMER X
E 10/30/2009 Cemex Sab de Cv CX A
E 10/30/2009 RINO International Corp RINO P
E 10/30/2009 Verisk Analytics Inc VRSK P
E 10/30/2009 Banco Santander Brasil BSBR X
E 10/30/2009 United States Short Oil Fund, L.P. DNO X
E 10/30/2009 Verisk Analytics, Inc. VRSK X
E 10/30/2009 Yongye International, Inc. YONG X
E 10/30/2009 Accelrys, Inc.
ACCL X
E 10/30/2009 Avago Technologies Limited AVGO X
E 10/30/2009 Mindspeed Technologies, Inc. MSPD X
E 10/30/2009 Rino International Corporation RINO X
N 10/29/2009 Duoyuan Global Water Inc. DGW A
N 10/29/2009 Lightbridge Corporation LTBR A
N 10/29/2009 AGA Medical Holdings, Inc.
AGAM C
E 10/29/2009 Green Mountain Coffee Roasters
GMCR Q
E 10/27/2009 Enterprise GP Holdings LP EPE A
E 10/26/2009 UltraShort 7-10 Year Treasury ETF PST A
E 10/26/2009 Bank of Montreal BMO B
E 10/26/2009 Perfect World PWRD B
E 10/26/2009 Changyou.com CYOU B
E 10/26/2009 SPDR Ser Tr S&P Oil & Gas Exp & Prod XOP B
E 10/26/2009 Navistar Intl Corp NAV B
E 10/26/2009 Pepsi Bottling Group Inc PBG B
E 10/26/2009 Companhia De Bebidas Das Amer ABV B
E 10/26/2009 Developers Dvsfd Realty Corp DDR B
E 10/26/2009 Coinstar Inc CSTR B
E 10/26/2009 Harman Intl Inds Inc HAR B
E 10/26/2009 Health Care REIT Inc HCN B
E 10/26/2009 NiSource Inc Hldg Co NI B
E 10/26/2009 MFA Financial Incorporated MFA B
E 10/26/2009 iShares DJ US Basic Matl Sec IYM B
N 10/23/2009 Celsion Corporation CLSN C
N 10/23/2009 Claymore/AlphaShares China All-Cap ETF YAO C
N 10/23/2009 Corriente Resources, Inc. ETQ C
N 10/23/2009 International Assets Holding Corporation IAAC C
N 10/23/2009 Jefferies TR/J Global Commodity Equity Index Fund CRBQ C
N 10/23/2009 Yongye International, Inc. YONG C
E 10/23/2009 NCI Building Systems Inc. NCS A
E 10/23/2009 China North East Petroleum Holdings Ltd. NEP C
E 10/23/2009 Prepaid Legal Services, Inc. PPD X
E 10/22/2009 Donaldson Co. Inc. DCI I
E 10/22/2009 Ferro Corp. FOE I
E 10/22/2009 Zhongpin Inc. HOGS I
E 10/22/2009 Jaguar Mining Inc. JAG I
E 10/22/2009 Magma Design Automation Inc. LAVA I
E 10/22/2009 Sonus Networks Inc. SONS I
E 10/22/2009 Timken Co. TKR I
N 10/21/2009 RailAmerica Inc. RA C
N 10/21/2009 Silvercorp Metals Inc SVM P
E 10/21/2009 Safeguard Scientifics, Inc. SFE A
E 10/21/2009 Select Medical Holdings Corp. SEM A
E 10/21/2009 Verisk Analytics Inc. (Cl A) VRSK I
E 10/21/2009 Associated Banc-Corp. ASBC I
E 10/21/2009 BreitBurn Energy Partners L.P. BBEP I
E 10/21/2009 Colonial Properties Trust CLP I
E 10/21/2009 CoStar Group Inc. CSGP I
E 10/21/2009 Diamond Foods Inc. DMND I
E 10/21/2009 Micromet Inc. MITI I
E 10/21/2009 Phoenix Cos. Inc. PNX I
E 10/21/2009 Sterling Bancshares Inc. SBIB I
N 10/20/2009 China North East Petroleum Holdings Ltd. NEP A
N 10/20/2009 NYSE Arca Mini-Securities Broker/Dealer Index JBV A
N 10/20/2009 NYSE Arca Mini-Pharmaceutical Index KBK A
N 10/20/2009 NYSE Arca Mini-Biotechnology Index BJE A
N 10/20/2009 Vitacost.com Inc. VITC C
N 10/20/2009 Lee Enterprises Inc/IA LEE P
E 10/20/2009 Aixtron AG AIXG A
E 10/20/2009 Genuine Parts Co. GPC I
E 10/20/2009 Kirkland's Inc. KIRK I
E 10/20/2009 Packaging Corp. of America PKG I
E 10/20/2009 Cousins Properties Inc. CUZ I
E 10/20/2009 Eagle Rock Energy Partners L.P. EROC I
E 10/20/2009 Aixtron AG AIXG P
E 10/20/2009 Anadys Pharmaceuticals Inc ANDS P
E 10/20/2009 APAC Customer Services Inc APAC P
E 10/20/2009 Boise Inc BZ P
E 10/20/2009 Cytokinetics Inc CYTK P
E 10/20/2009 Emergency Medical Services Corp EMS P
E 10/20/2009 First Industrial Realty Trust Inc FR P
E 10/20/2009 Mindspeed Technologies Inc MSPD P
E 10/20/2009 Schweitzer-Mauduit International Inc SWM P
N 10/19/2009 China Information Security Technology, Inc. CPBY C
N 10/19/2009 Iridium Communications, Inc. IRDM C
N 10/19/2009 PriceSmart, Inc. PSMT C
N 10/19/2009 Safeguard Scientifics, Inc. SFE C
E 10/19/2009 Popular Inc BPOP A
E 10/19/2009 First Trust ISE-Revere Natural Gas Index Fund FCG C
E 10/19/2009 iShares Dow Jones US Oil & Gas Exploration & Production Index Fund IEO C
E 10/19/2009 iShares S&P 500 Value Index Fund IVE C
E 10/19/2009 Multimedia Games, Inc. MGAM C
E 10/19/2009 Colfax Corporation CFX X
E 10/19/2009 iShares Barclays 3-7yr Treasury Bond IEI X
E 10/19/2009 Penske Auto Group PAG X
E 10/19/2009 ProShares Ultra Short MSCI Brazil BZQ X
E 10/19/2009 Sanmia-SCI Corporation SANM X
E 10/19/2009 Taubman Centers, Inc. TCO X
E 10/19/2009 Vascular Solutions, Inc. VASC X
E 10/16/2009 Biosante Pharmaceuticals Inc BPAX P
E 10/16/2009 Digital River, Inc. DRIV Q
E 10/16/2009 Acorda Therapeutics, Inc. ACOR Q
N 10/15/2009 Banco Santander Brasil SA BSBR C
N 10/15/2009 Mindspeed Technologies Inc. MSPD C
N 10/15/2009 Rino International Corporation RINO C
N 10/15/2009 Semitool, Inc. SMTL C
N 10/15/2009 Verisk Analytics, Inc. VRSK C
N 10/13/2009 Entegris Inc. ENTG I
N 10/13/2009 Equity Lifestyle Properties Inc. ELS I
N 10/13/2009 EDAP TMS S.A. EDAP X
E 10/13/2009 Allied Irish Banks PLC (ADS) AIB I
E 10/13/2009 iShares DJ US Health Care Provides Index Fund IHF I
E 10/13/2009 PolyOne Corp. POL I
E 10/13/2009 Education Management Corp. EDMC I
E 10/13/2009 Cadence Pharmaceuticals Inc CADX P
E 10/13/2009 Enzo Biochem Inc ENZ P
E 10/13/2009 hhgregg Inc HGG P
E 10/13/2009 iShares Russell 1000 Value Index Fund IWD P
E 10/13/2009 PHH Corp PHH P
E 10/13/2009 Sterling Bancshares Inc/TX SBIB P
E 10/13/2009 Sunrise Senior Living Inc SRZ P
E 10/13/2009 Ferro Corporation FOE X
E 10/13/2009 HHGregg, Inc. HGG X
E 10/13/2009 Jaguar Mining JAG X
N 10/12/2009 Education Management Corporation EDMC C
E 10/12/2009 Thompson Creek Metals Co. Inc. TC I
E 10/12/2009 Bank of Hawaii Corp. BOH I
E 10/12/2009 DynCorp International Inc. (Cl A) DCP I
E 10/12/2009 Gammon Gold Inc. GRS I
E 10/12/2009 Jack Henry & Associates Inc. JKHY I
E 10/12/2009 SYNNEX Corp. SNX I
E 10/12/2009 Valley National Bancorp VLY I
N 10/09/2009 Talecris Biotherapeutics Holding Corporation TLCR C
E 10/09/2009 Pre-Paid Legal Services, Inc. PPD C
E 10/09/2009 RF Micro Devices Inc. RFMD I
E 10/09/2009 A123 Systems Inc. AONE I
E 10/09/2009 Cadbury PLC ADR CBY I
E 10/09/2009 HDFC Bank Ltd. (ADS) HDB I
E 10/09/2009 Shanda Games Ltd. (ADS) GAME I
E 10/09/2009 Hhgregg Inc. HGG I
E 10/09/2009 ProShares UltraShort Silver ZSL I
E 10/09/2009 United States Short Oil Fund DNO I
E 10/09/2009 BioMimetic Therapeutics Inc BMTI P
E 10/09/2009 3Com Corp COMS P
E 10/09/2009 Donaldson Co Inc DCI P
E 10/09/2009 Depomed Inc DEPO P
E 10/09/2009 Diamond Foods Inc DMND P
E 10/09/2009 Zhongpin Inc HOGS P
E 10/09/2009 Newcastle Investment Corp NCT P
E 10/09/2009 China Nepstar Chain Drugstore Ltd NPD P
E 10/09/2009 Potlatch Corp PCH P
N 10/08/2009 Atc Technology Corporation ATAC C
N 10/08/2009 Boise, Incorporation BZ C
N 10/08/2009 Broadpoint Gleacher Securities Group Inc. BPSG C
N 10/08/2009 Constant Contact, Inc. CTCT C
N 10/08/2009 Crosstex Energy, Inc. XTXI C
N 10/08/2009 Polyone Corporation POL C
N 10/08/2009 Schweitzer-Mauduit International, Inc. SWM C
N 10/08/2009 Smartheat, Incorporation HEAT C
N 10/08/2009 Sourcefire Incorporation FIRE C
E 10/08/2009 Ehealth, Inc. EHTH C
E 10/08/2009 Jack Henry & Associates, Inc. JKHY C
E 10/08/2009 Maximus, Inc. MMS C
E 10/08/2009 Penske Automotive Group, Inc. PAG C
E 10/08/2009 Phoenix Technologies Ltd. PTEC C
E 10/08/2009 SIGA Technologies Inc. SIGA C
E 10/08/2009 Shanda Games Ltd. GAME A
N 10/06/2009 United States Short Oil Fund LP DNO C
E 10/06/2009 Acacia Research ACTG X
E 10/06/2009 Chelsea Therapeutics International Ltd. CHTP X
E 10/06/2009 NTT Docomo, Inc. DCM X
E 10/06/2009 Centrais Electricas Brasileiria SA EBR X
E 10/06/2009 Cedar Fair L.P. FUN X
E 10/06/2009 Greenbrier Company, Inc GBX X
E 10/06/2009 S&P NA Natural Resources Sector ETF IGE X
E 10/06/2009 Lance, Inc. LNCE X
E 10/06/2009 Metabolix, Inc. MBLX X
E 10/06/2009 MPS Group, Inc. MPS X
E 10/06/2009 Myriad Pharmaceuticals, Inc. MYRX X
E 10/06/2009 Net Servicos De Communicacao SA NETC X
E 10/06/2009 OGE Energy Corporation OGE X
E 10/06/2009 Select Comfort Corporation SCSS X
E 10/06/2009 Shengdatech, Inc. SDTH X
E 10/06/2009 Stewart Enterprises, Inc. STEI X
E 10/06/2009 United Bankshares, Inc. UBSI X
E 10/06/2009 Unilever PLC “New” UL X
E 10/06/2009 Validus Holdings, Ltd. VR X
E 10/06/2009 Zenith National Ins. Corp. ZNT X
E 10/06/2009 Shanda Games Limited GAME X
N 10/05/2009 Select Medical Holdings Corporation SEM C
N 10/05/2009 Shanda Games Ltd. GAME C
E 10/05/2009 A123 Systems, Inc AONE A, P
N 10/02/2009 A123 Systems Inc. (Primary) AONE C
N 10/02/2009 Apollo Commercial Real Estate Finance, Inc. ARI C
N 10/02/2009 Artio Global Investors Inc. ART C
N 10/02/2009 Colony Financial Inc. CLNY C
N 10/02/2009 A123 Systems, Inc. AONE X
E 10/01/2009 Atlas America Inc ATLS P
E 10/01/2009 Doral Financial Corporation DRL P
E 10/01/2009 Centennial Communicat Corp. CYCL X
E 10/01/2009 First Comwlth Finl Corp. Pa FCF X
E 10/01/2009 First Industrial Realty Tr Inc. FR X
E 10/01/2009 Gencorp, Inc . GY X
E 10/01/2009 Genpact Ltd. G X
E 10/01/2009 Lihir Gold Ltd. LIHR X
E 10/01/2009 Mds, Inc. MDZ X
E 10/01/2009 Micromet, Inc. MITI X
E 10/01/2009 Netezza Corp. NZ X
E 10/01/2009 Nomura Holdings, Inc. NMR X
E 10/01/2009 Portland General Elec Co. New POR X
E 10/01/2009 Siliconware Precision Inds SPIL X
E 10/01/2009 Smart Balance, Inc. SMBL X
E 10/01/2009 Taleo Corporation TLEO X
E 10/01/2009 3com Corporation COMS X
E 10/01/2009 China Natural Gas, Inc. CHNG X
E 10/01/2009 Valassis Communications, Inc. VCI X

Fixed Return Options

There were no FRO Options listed in October 2009.

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