New Listings – January 2010
| N/E | Date | Company | Stock Symbol | Exchanges |
|---|---|---|---|---|
| E | 01/28/2010 | Grand Canyon Education Inc. |
LOPE | A |
| E | 01/28/2010 | American Water Works Co. Inc. |
AWK | A |
| E | 01/28/2010 | Cosan Ltd. |
CZZ | A |
| E | 01/28/2010 | Lubrizol Corp. |
LZ | A |
| E | 01/28/2010 | TRW Automotive Holdings Corp. |
TRW | A |
| E | 01/28/2010 | Cooper Tire & Rubber Co. |
CTB | A |
| E | 01/28/2010 | Arena Resources Inc. |
ARD | A |
| E | 01/28/2010 | GSI Commerce Inc. |
GSIC | A |
| E | 01/28/2010 | Avery Dennison Corp. |
AVY | A |
| E | 01/28/2010 | Ares Capital Corp. |
ARCC | A |
| E | 01/28/2010 | Dril-Quip Inc. | DRQ | A |
| E | 01/28/2010 | STEC, Inc. |
STEC | Q |
| N | 01/27/2010 | Affymax Inc. |
AFFY | C |
| N | 01/27/2010 | Exact Sciences Corp. |
EXAS | C |
| N | 01/27/2010 | LivePerson, Inc. |
LPSN | C |
| N | 01/27/2010 | Mizuho Financial Group, Inc. |
MFG | C |
| N | 01/27/2010 | OpenTable, Inc. |
OPEN | C |
| N | 01/27/2010 | Peregrine Pharmaceuticals, Inc. |
PPHM | C |
| N | 01/27/2010 | RXi Pharmaceuticals Corporation |
RXII | C |
| N | 01/27/2010 | Schwab Emerging Markets Equity ETF |
SCHE | C |
| N | 01/27/2010 | Schwab International Small-Cap Equity ETF |
SCHC | C |
| N | 01/27/2010 | Smart Modular Technologies WWH, Inc. | SMOD | C |
| E | 01/27/2010 | Blount International, Inc. |
BLT | C |
| E | 01/27/2010 | Cheniere Energy Partners, L.P. |
CQP | C |
| E | 01/27/2010 | DTE Energy Company |
DTE | C |
| E | 01/27/2010 | Energy XXI (Bermuda) Ltd. |
EXXI | C |
| E | 01/27/2010 | Helen of Troy Limited |
HELE | C |
| E | 01/27/2010 | Popular, Inc. |
BPOP | C |
| E | 01/27/2010 | Qiao Xing Universal Telephone, Inc. |
C | |
| E | 01/27/2010 | San Juan Basin Royalty Trust |
SJT | C |
| E | 01/27/2010 | Washington Federal, Inc. | WFSL | C |
| E | 01/27/2010 | BHP Billiton PLC |
BBL | P |
| E | 01/27/2010 | Chelsea Therapeutics International Inc |
CHTP | P |
| E | 01/27/2010 | EV Energy Partner LP |
EVEP | P |
| E | 01/27/2010 | Sourcefire Inc |
FIRE | P |
| E | 01/27/2010 | National Beverage Corp |
FIZZ | P |
| E | 01/27/2010 | Given Imaging Ltd |
GIVN | P |
| E | 01/27/2010 | Maiden Holdings Ltd |
MHLD | P |
| E | 01/27/2010 | NxStage Medical Inc |
NXTM | P |
| E | 01/27/2010 | Pier 1 Imports Inc |
PIR | P |
| E | 01/27/2010 | QLT Inc |
QLTI | P |
| E | 01/27/2010 | Schwab U.S. Large-Cap Growth ETF |
SCHG | P |
| E | 01/27/2010 | Signet Jewelers Ltd |
SIG | P |
| E | 01/27/2010 | Sonic Solutions Inc |
SNIC | P |
| E | 01/27/2010 | Stewart Enterprises Inc |
STEI | P |
| E | 01/27/2010 | UGI Corp | UGI | P |
| N | 01/26/2010 | Duff and Phelps Corp. |
DUF | X |
| E | 01/26/2010 | Cia de Bebidas das Americas |
ABV | A |
| E | 01/26/2010 | WMS Industries Inc. |
WMS | A |
| E | 01/26/2010 | ArcSight Inc. |
ARST | A |
| E | 01/26/2010 | First Trust ISE-Revere Natural Gas Index Fund |
FCG | A |
| E | 01/26/2010 | hhgregg Inc. |
HGG | A |
| E | 01/26/2010 | Tenneco Inc. |
TEN | A |
| E | 01/26/2010 | Aruba Networks Inc. | ARUN | A |
| E | 01/26/2010 | BERKSHIRE HATHAWAY CLASS B |
BRK’B | B |
| E | 01/26/2010 | Origin Agritech Limited |
SEED | Q |
| E | 01/26/2010 | FINISAR CORP |
FNSR | X |
| E | 01/26/2010 | Pacific Asia Petroleum, Inc. |
PAP | X |
| E | 01/26/2010 | Ancestry.com |
ACOM | X |
| E | 01/26/2010 | Celldex Therapeutics Inc. |
CLDX | X |
| E | 01/26/2010 | Education Management Corp. |
EDMC | X |
| E | 01/26/2010 | Kraton Performance Polymers,
Inc. |
KRA | X |
| E | 01/26/2010 | PennyMac Mortgage Investment |
PMT | X |
| E | 01/26/2010 | United Microelectronics Corp. | UMC | X |
| E | 01/25/2010 | China Information Security Tech.,
Inc. |
CPBY | X |
| E | 01/25/2010 | Cytori Therapeutics, Inc. |
CYTX | X |
| E | 01/25/2010 | Fortinet, Inc. |
FTNT | X |
| E | 01/25/2010 | Rue21, Inc. | RUE | X |
| N | 01/22/2010 | Energy XXI (Bermuda) Ltd |
EXXI | P |
| E | 01/22/2010 | Vale SA |
VALEP | A |
| E | 01/22/2010 | Direxion Daily Technology Bull 3X Shares ETF |
TYH | A |
| E | 01/22/2010 | Direxion Daily Technology Bear 3X Shares ETF |
TYP | A |
| E | 01/22/2010 | Rovi Corp. |
ROVI | A |
| E | 01/22/2010 | Direxion Daily Real Estate Bull 3X Shares ETF |
DRN | A |
| E | 01/22/2010 | Direxion Daily Real Estate Bear 3X Shares ETF |
DRV | A |
| E | 01/22/2010 | iShares Dow Jones US Oil & Gas Exploration & Production Index Fund ETF | IEO | A |
| N | 01/20/2010 | Intellicheck Mobilisa, Inc. |
IDN | X |
| N | 01/20/2010 | Pharmacyclics, Inc. | PCYC | X |
| E | 01/20/2010 | Ebix Inc. |
EBIX | A |
| E | 01/20/2010 | Wendy's/Arby's Group Inc. |
WEN | A |
| E | 01/20/2010 | Invesco Ltd. |
IVZ | A |
| E | 01/20/2010 | Dana Holding Corp. |
DAN | A |
| E | 01/20/2010 | Encore Acquisition Co. |
EAC | A |
| E | 01/20/2010 | XenoPort Inc. |
XNPT | A |
| E | 01/20/2010 | Dollar Thrifty Automotive Group Inc. |
DTG | A |
| E | 01/20/2010 | Alexandria Real Estate Equities Inc. |
ARE | A |
| E | 01/20/2010 | Zhongpin Inc. |
HOGS | A |
| E | 01/20/2010 | Huron Consulting Group Inc. |
HURN | A |
| E | 01/20/2010 | Warner Chilcott PLC |
WCRX | A |
| E | 01/20/2010 | Rackspace Hosting Inc. |
RAX | A |
| E | 01/20/2010 | Capstead Mortgage Corp. |
CMO | A |
| E | 01/20/2010 | Neutral Tandem Inc. |
TNDM | A |
| E | 01/20/2010 | Alliant Techsystems Inc. | ATK | A |
| E | 01/20/2010 | Ziopharm Oncology, Inc. |
ZIOP | X |
| N | 01/19/2010 | ISE FX Brazilian real | BRB | I |
| N | 01/19/2010 | ICX Technologies, Inc. | ICXT | X |
| E | 01/19/2010 | Associated Banc-Corp | ASBC | P |
| E | 01/19/2010 | Cytori Therapeutics Inc | CYTX | P |
| E | 01/19/2010 | Endeavour Silver Corp | EXK | P |
| E | 01/19/2010 | Fortinet Inc | FTNT | P |
| E | 01/19/2010 | SPDR S&P China ETF | GXC | P |
| E | 01/19/2010 | iShares S&P North American Natural Resources Sector Index Fund | IGE | P |
| E | 01/19/2010 | Omnova Solutions Inc | OMN | P |
| E | 01/19/2010 | Pepco Holdings Inc | POM | P |
| E | 01/19/2010 | SPDR S&P Oil & Gas Equipment & Services ETF | XES | P |
| E | 01/19/2010 | Exeter Resource Corp | XRA | P |
| E | 01/19/2010 | Yongye International Inc | YONG | P |
| N | 01/15/2010 | Schwab U.S. Large-Cap Growth ETF |
SCHG | C |
| N | 01/15/2010 | Schwab U.S. Large-Cap Value ETF | SCHV | C |
| E | 01/15/2010 | Atls Energy, Inc. |
ATLS | C |
| E | 01/15/2010 | Xyratex Ltd. |
XRTX | P |
| E | 01/15/2010 | China-Biotics Inc. |
CHBT | P |
| E | 01/15/2010 | Mitsubishi UFJ Financial Group |
MTU | P |
| E | 01/15/2010 | Vale SA | VALEP | P |
| E | 01/15/2010 | Lawson Software, Inc. |
LWSN | X |
| E | 01/14/2010 | Avis Budget Group Inc. |
CAR | A |
| E | 01/14/2010 | CROCS Inc. |
CROX | A |
| E | 01/14/2010 | Walter Investment Management Corp. |
WAC | A |
| E | 01/14/2010 | MicroStrategy Inc. |
MSTR | A |
| E | 01/14/2010 | Spectrum Pharmaceuticals Inc. |
SPPI | A |
| E | 01/14/2010 | SL Green Realty Corp. |
SLG | A |
| E | 01/14/2010 | AsiaInfo Holdings Inc. |
ASIA | A |
| E | 01/14/2010 | WABCO Holdings Inc. |
WBC | A |
| E | 01/14/2010 | China Green Agriculture Inc. |
CGA | A |
| E | 01/14/2010 | SIGA Technologies Inc. |
SIGA | A |
| E | 01/14/2010 | Realty Income Corp. |
O | A |
| E | 01/14/2010 | PrivateBancorp Inc. |
PVTB | A |
| E | 01/14/2010 | The Buckle, Inc. |
BKE | A |
| E | 01/14/2010 | Clean Energy Fuels Corp. |
CLNE | A |
| E | 01/14/2010 | Electro-Optical Sciences Inc. |
MELA | A |
| E | 01/14/2010 | Allied Irish Banks PLC |
AIB | A |
| E | 01/14/2010 | Jack in the Box Inc. |
JACK | A |
| E | 01/14/2010 | BioMimetic Therapeutics Inc. |
BMTI | A |
| E | 01/14/2010 | KKR financial Holdings LLC |
KFN | A |
| E | 01/14/2010 | Dr. Pepper Snapple Group Inc. | DPS | A |
| E | 01/14/2010 | Lear Corporation |
LEA | X |
| N | 01/13/2010 | Ziopharm Oncology, Inc. |
ZIOP | C |
| E | 01/13/2010 | iShares MSCI Brazil |
EWZ | Q |
| N | 01/12/2010 | Athersys Incorporated |
ATHX | C |
| N | 01/12/2010 | Banco Santander Chile |
SAN | C |
| N | 01/12/2010 | National Beverage Corporation |
FIZZ | C |
| N | 01/12/2010 | United Microelectronics Corporation |
UMC | C |
| N | 01/12/2010 | Vale SA (Primary) |
VALE/P | C |
| N | 01/12/2010 | Vanguard Natural Resources LLC. | VNR | C |
| N | 01/12/2010 | VALE S.A. |
VALE.P | X |
| N | 01/12/2010 | Celldex Therapeutics Inc |
CLDX | P |
| E | 01/12/2010 | Lear Corporation |
LEA | A |
| E | 01/12/2010 | Ares Capital Corporation |
ARCC | C |
| E | 01/12/2010 | Cantel Medical Corp. |
CMN | C |
| E | 01/12/2010 | China Nepstar Chain Drugstore Limited |
NPD | C |
| E | 01/12/2010 | Compugen Ltd. |
CGEN | C |
| E | 01/12/2010 | CurrencyShares Canadian Dollar Trust |
FXC | C |
| E | 01/12/2010 | Gaylord Entertainment Company |
GET | C |
| E | 01/12/2010 | Inergy, L.P. |
NRGY | C |
| E | 01/12/2010 | KHD Humboldt Wedag International Ltd. |
KHD | C |
| E | 01/12/2010 | LSI Industries, Inc. |
LYTS | C |
| E | 01/12/2010 | Noah Education Holdings Ltd. |
NED | C |
| E | 01/12/2010 | Old Dominion Freight Line, Inc. |
ODFL | C |
| E | 01/12/2010 | Rex Energy Corporation |
REXX | C |
| E | 01/12/2010 | Sanmina SCI Corporation |
SANM | C |
| E | 01/12/2010 | Stewart Enterprises, Inc. |
STEI | C |
| E | 01/12/2010 | Suburban Propane Partners LP |
SPH | C |
| E | 01/12/2010 | Vanguard REIT ETF |
VNQ | C |
| E | 01/12/2010 | Weingarten Realty Investors | WRI | C |
| E | 01/12/2010 | ArQule Inc. |
ARQL | I |
| E | 01/12/2010 | Aurizon Mines Ltd. |
AZK | I |
| E | 01/12/2010 | China Yuchai International Ltd. |
CYD | I |
| E | 01/12/2010 | Fibria Celulose S.A. (ADS) |
FBR | I |
| E | 01/12/2010 | Nanometrics Inc. |
NANO | I |
| E | 01/12/2010 | Nu Skin Enterprises Inc. (Cl A) |
NUS | I |
| E | 01/12/2010 | Sonic Solutions | SNIC | I |
| E | 01/12/2010 | Lear Corporation |
LEA | P |
| E | 01/11/2010 | TreeHouse Foods Inc. |
THS | I |
| E | 01/11/2010 | Xyratex Ltd. |
XRTX | I |
| E | 01/11/2010 | Del Monte Foods Co. |
DLM | I |
| E | 01/11/2010 | NuVasive Inc. |
NUVA | I |
| E | 01/11/2010 | BHP Billiton PLC (ADS) |
BBL | I |
| E | 01/11/2010 | HealthSpring Inc. |
HS | I |
| E | 01/11/2010 | Signet Jewelers Ltd. |
SIG | I |
| E | 01/11/2010 | Wipro Ltd. (ADS) |
WIT | I |
| E | 01/11/2010 | Pike Electric Corp. | PIKE | I |
| N | 01/08/2010 | Claymore China Technology ETF |
CQQQ | I |
| N | 01/08/2010 | Ormat Technologies Inc. |
ORA | P |
| E | 01/08/2010 | Banco Santander Brasil SA |
BSBR | A |
| E | 01/08/2010 | Jackson Hewitt Tax Service Inc. |
JTX | A |
| E | 01/08/2010 | EnerNOC, Inc. | ENOC | A |
| E | 01/08/2010 | Pepco Holdings Inc. |
POM | I |
| E | 01/08/2010 | United Rentals Inc. |
URI | I |
| E | 01/08/2010 | Ares Capital Corp. |
ARCC | I |
| E | 01/08/2010 | Market Vectors Junior Gold Mines ETF |
GDXJ | I |
| E | 01/08/2010 | SmartHeat Inc. |
HEAT | I |
| E | 01/08/2010 | Hi-Tech Pharmacal Co. Inc. |
HITK | I |
| E | 01/08/2010 | Silvercorp Metals Inc. | SVM | I |
| E | 01/08/2010 | Mini-NDX Index |
MNX | P |
| E | 01/08/2010 | NASDAQ 100 Index |
NDX | P |
| E | 01/08/2010 | Banco Santander Brasil SA | BSBR | P |
| N | 01/07/2010 | Cobalt International Energy, Inc. |
CIE | C |
| N | 01/07/2010 | Kraton Performance Polymers, Inc. | KRA | C |
| E | 01/07/2010 | China North East Petroleum Holdings Limited |
NEP | X |
| E | 01/07/2010 | New Gold, Inc. |
NGD | X |
| E | 01/07/2010 | Piedmont Natural Gas, Inc. |
PNY | X |
| E | 01/07/2010 | SmartHeat, Inc. | HEAT | X |
| E | 01/06/2010 | China Sky One Medical, Inc. |
CSKI | X |
| E | 01/06/2010 | Hi Tech Pharmacal Co., Inc. |
HITK | X |
| E | 01/06/2010 | iShares DJ US Financial Services Index | IYG | X |
| N | 01/05/2010 | Compugen Ltd. |
CGEN | P |
| E | 01/05/2010 | Cenovus Energy Inc. |
CVE | P |
| E | 01/05/2010 | Gulfport Energy Corp. |
GPOR | P |
| E | 01/05/2010 | Impax Laboratories Inc. | IPXL | P |
| N | 01/04/2010 | Gulf Resources Inc. |
GFRE | C |
| N | 01/04/2010 | pSivida Corporation | PSDV | C |
| E | 01/04/2010 | PowerShares DB US Dollar Index Bullish Fund |
UUP | Q |
Fixed Return Options
There were no FRO Options listed in January 2010.
