| N/E |
Date |
Company |
Stock Symbol |
Exchanges |
| N | Nov 9, 2009 | China-Biotics Inc. | CHBT | C |
| N | Nov 9, 2009 | Fbr Capital Markets Corp. | FBCM | C |
| N | Nov 9, 2009 | Targacept Inc. | TRGT | C |
| N | Nov 9, 2009 | U-Store-IT Trust | YSI | C |
| E | Nov 9, 2009 | Claymore/AlphaShares China Small Cap Index ETF | HAO | C |
| E | Nov 9, 2009 | iShares S&P MidCap 400 Index Fund | IJH | C |
| E | Nov 9, 2009 | Webmd Health Corp. | WBMD | C |
| E | Nov 9, 2009 | BioMimetic Therapeutics Inc. | BMTI | I |
| E | Nov 9, 2009 | China Green Agriculture Inc. | CGA | I |
| E | Nov 9, 2009 | China Real Estate Information Corp. (ADS) | CRIC | I |
| E | Nov 9, 2009 | Ebix Inc. | EBIX | I |
| E | Nov 9, 2009 | Jazz Pharmaceuticals Inc. | JAZZ | I |
| E | Nov 9, 2009 | KKR Financial Holdings LLC | KFN | I |
| E | Nov 9, 2009 | Sunrise Senior Living Inc. | SRZ | I |
| E | Nov 9, 2009 | Claymore AlphaShares China Small Cap ETF | HAO | I |
| E | Nov 9, 2009 | Compellent Technologies Inc. | CML | I |
| E | Nov 9, 2009 | American Greetings Corp. | AM | I |
| E | Nov 9, 2009 | Rockwood Holdings Inc. | ROC | I |
| N |
Nov 6, 2009 |
China Real Estate Information Corp. |
CRIC |
C |
| E |
Nov 6, 2009 |
iShares MSCI United Kingdom Index Fund
|
EWU |
I |
| E |
Nov 6, 2009 |
Progress Software Corp.
|
PRGS |
I |
| E |
Nov 6, 2009 |
Dana Holding Corp.
|
DAN |
I |
| E |
Nov 6, 2009 |
Dole Food Company, Inc.
|
DOLE |
I |
| E |
Nov 6, 2009 |
East West Bancorp Inc.
|
EWBC |
I |
| E |
Nov 6, 2009 |
Greenhill & Co.
|
GHL |
I |
| E |
Nov 6, 2009 |
Liberty Property Trust
|
LRY |
I |
| E |
Nov 6, 2009 |
Magellan Health Services Inc.
|
MGLN |
I |
| E |
Nov 6, 2009 |
Sanmina-SCI Corp.
|
SANM |
I |
| E |
Nov 6, 2009 |
Taubman Centers Inc.
|
TCO |
I |
| E |
Nov 6, 2009 |
Integrys Energy Group Inc. |
TEG |
I |
| E |
Nov 6, 2009 |
iShares MSCI EAFE Fund
|
EFA |
Q |
| N |
Nov 5, 2009 |
Vitamin Shoppe Inc.
|
VSI |
C |
| E |
Nov 5, 2009 |
iShares Silver Trust
|
SLV |
Q |
| E |
Nov 4, 2009 |
Agilent Technologies, Inc.
|
A |
Q |
| E |
Nov 4, 2009 |
Hartford Financial Services Group, Inc.
|
HIG |
Q |
| E |
Nov 4, 2009 |
Petroleo Brasileiro S.A
|
PBR |
Q |
| E |
Nov 4, 2009 |
Savient Pharmaceuticals Inc
|
SVNT |
Q |
| E |
Nov 4, 2009 |
Waste Management, Inc. |
WM |
Q |
| E |
Nov 3, 2009 |
Genworth Financial, Inc.
|
GNW |
Q |
| N |
Nov 2, 2009 |
Dole Food Company, Inc. (Primary)
|
DOLE |
C |
| N |
Nov 2, 2009 |
Dole Food Company, Inc.
|
DOLE |
A |
| N |
Nov 2, 2009 |
Belo Corp
|
BLC |
P |
| E |
Nov 2, 2009 |
Jefferies TR/J CRB Global Commodity Equity Index Fund
|
CRBQ |
A |
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