Contact Us

User acknowledges that it has reviewed the User Agreement and the Privacy Policy governing this site, and that continued use constitutes acceptance of the terms and conditions stated therein.

Member Directory

Last Updated: 07/25/2014

Download as TXT Download as XLS
Firm No. Firm Name EO IO SLP SSF CO/CF TO
001 ADM Investor Services, Inc.            
005 Goldman, Sachs & Co. X X X X    
007 X-Change Financial Access, LLC X X        
008 ABN AMRO Clearing Chicago LLC   X     X  
009 Goldman Sachs Execution & Clearing, L.P. X X X X    
013 Sanford C. Bernstein & Co., LLC X X   X    
015 Morgan Stanley Smith Barney LLC X X        
017 Interactive Brokers LLC X X X X    
019 Jefferies LLC X X X X    
028 Canaccord Genuity Corp. X X        
031 Natixis Securities Americas LLC X X X X    
033 Canaccord Genuity Corp. X X        
036 Jump Trading, LLC         X  
038 RBC Capital Markets, LLC   X        
045 BMO Capital Markets Corp. X X X      
050 Morgan Stanley & Co. LLC X X X X    
052 COR Clearing LLC X X   X    
053 BNP Paribas Securities Corp.   X        
060 J.P. Morgan Securities LLC            
062 Vanguard Marketing Corporation X X X      
063 Virtu Financial BD LLC     X      
067 Instinet, LLC X X        
072 Jefferies Bache, LLC       X X  
075 LPL Financial LLC X X   X    
076 Mitsubishi UFJ Securities (USA), Inc. X X X      
077 KCG Americas LLC         X  
078 KCG Americas LLC            
079 Advantage Futures, LLC         X  
080 NBCN Inc. X X X X    
081 R.J. O'Brien & Associates, LLC         X  
082 R.J. O'Brien & Associates, LLC         X  
083 R.J. O'Brien & Associates, LLC       X X  
089 Mizuho Securities USA Inc. X X X X    
090 Jefferies Bache, LLC            
092 Deutsche Bank Securities, Inc.            
094 Deutsche Bank Securities, Inc.       X X  
099 ITG Inc.     X      
103 Wedbush Securities Inc. X X X X    
105 Goldman Sachs Execution & Clearing, L.P. X X       X
106 Credit Suisse Securities (USA) LLC         X  
108 Wedbush Securities Inc. X X X X    
111 Apex Clearing Corporation X X   X    
113 Ita├║ BBA USA Securities, Inc.     X      
115 Cantor Fitzgerald & Co.         X  
124 Ingalls & Snyder LLC X X X X    
128 RBS Securities Inc.            
136 Banca IMI Securities Corp.     X      
140 KCG Americas LLC            
141 First Clearing, LLC X X X X    
152 Dorman Trading, LLC         X  
158 Apex Clearing Corporation X X X X    
159 FCStone, LLC         X  
160 FCStone, LLC            
161 Merrill Lynch, Pierce, Fenner & Smith Inc. X X X X   X
164 Charles Schwab & Co., Inc. X X X X    
167 Phillip Futures Inc.         X  
173 Credit Suisse Securities (USA) LLC            
180 Nomura Securities International, Inc. X X X X    
181 Nomura Securities International, Inc.       X    
186 Scotia Capital Inc. X X   X    
198 RBC Dominion Securities Inc. X X   X    
209 BMO Nesbitt Burns, Inc. X X   X    
212 Scotia Capital (USA) Inc.            
221 UBS Financial Services Inc. X X X X    
226 National Financial Services LLC X X X X    
229 Lek Securities Corporation X X   X    
230 BNP Paribas Prime Brokerage, Inc. X X X      
233 Compass Professional Services, LLC X X        
235 RBC Capital Markets, LLC X X X X    
240 KCG Americas LLC       X    
244 Merrill Lynch, Pierce, Fenner & Smith Inc. X X        
245 Merrill Lynch, Pierce, Fenner & Smith Inc. X X        
250 Wells Fargo Securities, LLC X X X      
255 Barclays Capital Inc. X X X X    
269 Maple Securities U.S.A. Inc. X X X X    
270 ING Financial Markets LLC     X      
271 TradeStation Securities, Inc. X X X      
273 Barclays Capital Inc. X X   X    
275 Merrill Lynch, Pierce, Fenner & Smith Inc. X X X      
276 Vision Financial Markets LLC            
277 ABN AMRO Clearing Chicago LLC            
278 Morgan Stanley & Co. LLC            
279 Southwest Securities, Inc. X X X X    
284 Albert Fried & Company, LLC X X X      
286 SG Americas Securities, LLC X X X X    
289 Credit Suisse Securities (USA) LLC       X X  
293 KCG Americas LLC X X X     X
295 KCG Americas LLC X X X      
297 KCG Americas LLC X X X      
299 Merrill Lynch, Pierce, Fenner & Smith Inc.       X X  
309 First Southwest Company X X X X    
311 Piper Jaffray & Co. X X   X    
330 ABN AMRO Clearing Chicago LLC X X   X    
333 Dash Financial LLC X X   X    
338 optionsXpress, Inc. X X X X    
340 KCG Americas LLC         X  
349 ABN AMRO Securities (USA) LLC     X      
350 Goldman, Sachs & Co.            
352 J.P. Morgan Clearing Corp. X X X     X
355 Credit Suisse Securities (USA) LLC X X X X    
364 E D & F Man Capital Markets Inc.         X  
365 Wolverine Execution Services, LLC X X        
367 USAA Investment Management Company X X   X    
371 Citigroup Global Markets Inc.            
374 Janney Montgomery Scott LLC X X X X    
381 BNP Paribas Securities Corp.       X X  
382 BNP Paribas Securities Corp.            
385 E*TRADE Clearing LLC X X X X    
388 Industrial and Commercial Bank of China Financial Services LLC X X X      
395 Citadel Securities LLC X X X      
396 ABN AMRO Clearing Chicago LLC X X X X    
405 FCStone, LLC            
406 FCStone, LLC         X  
411 Automated Trading Desk Financial Services, LLC X X        
418 Citigroup Global Markets Inc. X X X X    
419 Stephens Inc. X X   X    
425 RBS Securities Inc. X X X      
436 Archipelago Securities, L.L.C. X X        
438 CIBC World Markets Corp. X X X X    
443 Pershing LLC X X X X   X
445 StockCross Financial Services, Inc. X X X X    
477 Timber Hill LLC X X X X X  
490 Morgan Stanley & Co. LLC     X      
497 Goldman, Sachs & Co.       X X  
501 Goldman Sachs Execution & Clearing, L.P. X X X X   X
503 CIBC World Markets Inc. X X X X    
506 Vision Financial Markets LLC       X X  
509 ADM Investor Services, Inc.       X X  
512 Lek Securities Corporation X X X X    
513 Apex Clearing Corporation X X        
515 Ziv Investment Company X X   X    
519 Merrill Lynch Professional Clearing Corp.   X     X  
520 Nasdaq Execution Services, LLC X X        
534 Interactive Brokers LLC X X X X    
535 Interactive Brokers LLC            
540 Merrill Lynch Professional Clearing Corp. X X   X    
541 ABN AMRO Clearing Chicago LLC X X X X    
543 Apex Clearing Corporation            
544 Broadridge Business Process Outsourcing, LLC            
547 Robert W. Baird & Co. Incorporated X X X X    
549 Timber Hill LLC X X X X X  
550 Timber Hill LLC            
551 Merrill Lynch Professional Clearing Corp. X X X X   X
552 Merrill Lynch Professional Clearing Corp. X X   X    
567 ABN AMRO Clearing Chicago LLC       X X  
571 Oppenheimer & Co. Inc. X X X X    
572 Goldman Sachs Execution & Clearing, L.P. X X   X   X
573 Deutsche Bank Securities Inc. X X X X    
575 Merrill Lynch Professional Clearing Corp. X X   X    
576 Barclays Capital Inc. X X X X    
577 LiquidPoint, LLC X X        
580 Cowen Equity Finance LP X   X X    
581 Southwest Securities, Inc. X X X X    
586 Deutsche Bank Securities Inc. X X        
595 Vision Financial Markets LLC X X X X    
598 Merrill Lynch Professional Clearing Corp.   X        
602 Morgan Stanley & Co. LLC       X X  
608 Newedge USA, LLC X X X X    
611 Timber Hill LLC   X        
615 TD Waterhouse Canada Inc. X X   X    
640 UBS Securities LLC            
641 UBS Securities LLC       X X  
642 UBS Securities LLC X X X X    
643 Interactive Brokers LLC       X X  
647 Daiwa Capital Markets America Inc. X X X X    
651 Credit Agricole Securities (USA) Inc.            
656 BNP Paribas Securities Corp. X X X X    
659 Newedge USA, LLC X X        
660 J.P. Morgan Securities LLC            
661 J.P. Morgan Securities LLC       X X  
670 CSS, LLC            
674 Lakeshore Securities, L.P. X X   X    
695 ABN AMRO Clearing Chicago LLC X X X X    
696 Cantor Fitzgerald & Co. X X X      
702 BB&T Securities, LLC X X        
703 Bloomberg Tradebook LLC     X      
704 Barclays Capital Inc.       X X  
705 Scottrade, Inc. X X   X    
706 Barclays Capital Inc.            
709 Barclays Capital Inc.            
711 Barclays Capital Inc.         X  
712 Barclays Capital Inc. X X   X    
719 Newedge USA, LLC X X   X    
722 Newedge USA, LLC X X X X    
725 Raymond James & Associates, Inc. X X   X    
727 Mesirow Financial Inc. X X   X    
733 Wells Fargo Advisors, LLC            
737 Advantage Futures, LLC            
741 Goldman Sachs Execution & Clearing, L.P.       X X  
742 UBS Securities LLC X X   X    
743 C.L. King & Associates, Inc. X X X      
747 Citigroup Global Markets Inc.       X X  
749 Virtu Financial Capital Markets LLC X X X      
756 American Enterprise Investment Services, Inc. X X X      
761 Newedge USA, LLC         X  
762 Newedge USA, LLC       X X  
768 J.J.B. Hilliard, W.L. Lyons, LLC X X   X    
771 William Blair & Company, L.L.C. X X   X    
777 TD Ameritrade Clearing, Inc. X X X X    
778 TD Ameritrade Clearing, Inc. X X        
792 Merrill Lynch, Pierce, Fenner & Smith Inc. X X   X   X
793 Stifel, Nicolaus & Company, Incorporated X X   X    
795 RBC Capital Markets, LLC       X X  
796 RBC Capital Markets, LLC            
800 Rosenthal Collins Group, LLC            
801 Rosenthal Collins Group, LLC       X X  
805 Citigroup Global Markets Inc. X X        
813 ABN AMRO Clearing Chicago LLC   X        
815 Goldman Sachs Execution & Clearing, L.P.            
816 HSBC Securities (USA) Inc. X X   X    
824 Goldman Sachs Execution & Clearing, L.P.   X        
829 ABN AMRO Clearing Chicago LLC OCC/ICE CLEAR Cross Margin   X        
831 CIBC World Markets Corp.            
841 Goldman Sachs Execution & Clearing, L.P.   X     X  
843 Goldman Sachs Execution & Clearing, L.P.   X        
847 Merrill Lynch Professional Clearing Corp.   X        
875 BMO Capital Markets Corp.            
884 Nomura Securities International, Inc.   X