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Member Directory

Last Updated: 05/03/2012

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Firm No. Firm Name EO IO SLP SSF CF NYL
001 ADM Investor Services, Inc           X
005 Goldman, Sachs & Co. X X X X    
007 CX Capital Markets, LLC X X        
008 ABN AMRO Clearing Chicago LLC   X     X  
009 Goldman Sachs Execution & Clearing, L.P. X X X X    
013 Sanford C. Bernstein & Co. LLC X X   X    
015 Morgan Stanley Smith Barney LLC X X        
017 Interactive Brokers LLC X X X X    
019 Jefferies & Company, Inc. X X X X    
031 Natixis Securities Americas LLC X X X X    
033 Canaccord Genuity Corp. X X        
035 Jump Trading, LLC           X
038 RBC Capital Markets, LLC   X        
045 BMO Capital Markets Corporation X X X      
050 Morgan Stanley & Co. LLC X X   X    
052 Legent Clearing LLC X X   X    
053 BNP Paribas Securities Corp.   X        
060 J.P. Morgan Securities LLC X X   X    
062 Vanguard Marketing Corporation X X        
063 Virtu Financial BD LLC     X      
067 Instinet LLC X X        
072 Jefferies Bache, LLC       X X  
074 Barclays Capital Inc. X X X X X  
075 LPL Financial LLC X X   X    
076 Mitsubishi UFJ Securities (USA), Inc. X X X      
077 Octeg, LLC         X  
078 Octeg, LLC           X
079 Advantage Futures, LLC         X  
080 National Bank Financial Inc. X X X X    
082 R.J. O'Brien & Associates, LLC         X  
083 R.J. O'Brien & Associates, LLC       X X  
089 Mizuho Securities USA Inc.     X      
090 Jefferies Bache, LLC           X
092 Deutsche Bank Securities, Inc.           X
094 Deutsche Bank Securities, Inc.       X X  
096 Lek Securities Corporation       X X  
099 ITG, Inc.     X      
102 BNY Mellon Clearing LLC         X  
103 Wedbush Securities, Inc. X X X X    
105 Goldman Sachs Execution & Clearing, L.P. X X        
106 Credit Suisse Securities (USA) LLC         X  
111 Penson Financial Services, Inc. X X   X    
112 ABN AMRO Clearing Chicago LLC X X   X    
115 Cantor Fitzgerald & Co.         X  
124 Ingalls & Snyder LLC X X X X    
128 RBS Securities, Inc.         X  
136 Banca IMI Securities Corporation     X      
140 Penson Futures           X
141 First Clearing, LLC X X X X    
150 Dorman Trading, LLC           X
152 Dorman Trading, LLC         X  
158 Penson Financial Services, Inc./Ridge Clearing X X X X    
159 FCStone, LLC         X  
160 FCStone, LLC         X  
161 Merrill Lynch Pierce Fenner & Smith Inc. X X X X    
164 Charles Schwab & Co., Inc. X X X X    
173 Credit Suisse Securities (USA) LLC           X
180 Nomura Securities International Inc. X X X X    
181 Nomura Securities International Inc.         X  
186 Scotia Capital Inc. X X   X    
198 RBC Dominion Securities Inc. X X   X    
209 BMO Nesbitt Burns, Inc. X X   X    
216 American Enterprise Investment Services, Inc. X X X      
221 UBS Financial Services Inc. X X X X    
226 National Financial Services LLC X X X X    
229 Lek Securities Corporation X X   X    
230 BNP Paribas Prime Brokerage, Inc. X X X      
232 Compass Professional Services, LLC         X  
233 Compass Professional Services, LLC X X   X X  
234 Penson Financial Services, Inc. X X X X    
235 RBC Capital Markets, LLC X X X X    
240 Penson Futures       X    
255 Barclays Capital Inc. X X X X    
269 Maple Securities U.S.A. Inc. X X X X    
270 ING Financial Markets LLC     X      
271 TradeStation Securities, Inc. X X X      
273 Barclays Capital Inc. X X   X    
275 Merrill Lynch Pierce Fenner & Smith Inc. X X X      
276 Vision Financial Markets LLC           X
277 ABN AMRO Clearing Chicago LLC           X
278 Morgan Stanley & Co. LLC           X
279 Southwest Securities, Inc. X X X X    
284 Albert Fried & Company, LLC X X X      
286 SG Americas Securities, LLC X X X X    
288 J.P. Morgan Clearing Corp.       X X  
289 Credit Suisse Securities (USA) LLC       X X  
293 Knight Execution & Clearing Services LLC X X X      
295 Knight Execution and Clearing Services LLC X X X      
297 Knight Execution & Clearing Services LLC X X X      
298 Knight Execution & Clearing Services LLC X X X      
299 Merrill Lynch Pierce Fenner & Smith Inc.       X X  
308 Lazard Capital Markets LLC X X X      
309 First Southwest Company X X X X    
311 Piper Jaffray & Co. X X   X    
330 ABN AMRO Clearing Chicago LLC X X   X    
333 Electronic Brokerage Systems, LLC X X   X    
338 optionsXpress, Inc. X X X X    
340 Penson Financial Services, Inc.         X  
341 Octeg, LLC X X X      
349 ABN AMRO Securities (USA) LLC     X      
350 Goldman, Sachs & Co.           X
352 J.P. Morgan Clearing Corp. X X X X    
355 Credit Suisse Securities (USA) LLC X X X X    
367 USAA Investment Management Company X X   X    
370 Tradition Asiel Securities Inc. X X   X    
371 Citigroup Global Markets Inc.           X
374 Janney Montgomery Scott LLC X X X X    
381 BNP Paribas Securities Corp.       X X  
382 BNP Paribas Securities Corp.           X
385 E*TRADE Clearing LLC X X X X    
388 Industrial and Commercial Bank of China Financial Services LLC     X      
391 Tradelink LLC X X   X    
395 Citadel Securities LLC X X X      
396 ABN AMRO Clearing Chicago LLC X X X X    
405 FCStone, LLC           X
406 FCStone, LLC         X  
411 Automated Trading Desk Financial Services, LLC X X   X    
418 Citigroup Global Markets Inc. X X X X    
419 Stephens Inc. X X   X    
425 RBS Securities, Inc. X X X      
436 Archipelago Securities, LLC X X        
438 CIBC World Markets Corp. X X X X    
442 SunGard Brokerage & Securities Services, LLC X X X X    
443 Pershing LLC X X X X    
445 StockCross Financial Services, Inc. X X   X    
477 Timber Hill LLC       X X  
490 MS Securities Services Inc.     X      
497 Goldman, Sachs & Co.       X X  
501 Goldman Sachs Execution & Clearing, L.P. X X X X    
503 CIBC World Markets Inc. X X   X    
506 Vision Financial Markets LLC       X X  
509 ADM Investor Services, Inc       X X  
512 Lek Securities Corporation X X X X    
513 Penson Financial Services, Inc. X X X X    
515 Ziv Investment Company X X   X    
516 Maple Securities Canada Limited X X   X    
519 Merrill Lynch Professional Clearing Corp.   X        
520 Nasdaq Option Services, LLC X X        
534 Interactive Brokers LLC X X X X    
535 Interactive Brokers LLC           X
536 Jefferies Execution Services, Inc. X X        
540 Merrill Lynch Professional Clearing Corp. X X   X    
541 ABN AMRO Clearing Chicago LLC X X X X    
543 Ridge Clearing & Outsourcing Solutions, Inc. X X X X    
547 Robert W. Baird & Co. Incorporated X X X X    
549 Timber Hill LLC X X X X    
550 Timber Hill LLC           X
551 Merrill Lynch Professional Clearing Corp. X X X X    
552 Merrill Lynch Professional Clearing Corp. X X   X    
553 Merrill Lynch Professional Clearing Corp. X X   X    
560 Merrill Lynch Pierce Fenner & Smith Inc.           X
567 ABN AMRO Clearing Chicago LLC       X X  
571 Oppenheimer & Co. Inc. X X X X    
572 Goldman Sachs Execution & Clearing, L.P. X X   X    
573 Deutsche Bank Securities Inc. X X X X    
575 Merrill Lynch Professional Clearing Corp. X X   X    
576 Barclays Capital Inc. X X X X    
577 LiquidPoint, LLC X X        
580 KDC Securities, LP X   X X    
581 Southwest Securities, Inc. X X X X    
586 Deutsche Bank Securities Inc. X X X X    
588 IKON GLOBAL MARKETS, Inc.         X  
595 Vision Financial Markets LLC X X X      
598 Merrill Lynch Professional Clearing Corp.   X        
602 Morgan Stanley & Co. LLC       X X  
608 Newedge USA, LLC X X X X    
611 Timber Hill LLC   X        
615 TD Waterhouse Canada Inc. X X   X    
640 UBS Securities LLC           X
641 UBS Securities LLC       X    
642 UBS Securities LLC X X X X    
643 Interactive Brokers LLC       X X  
647 Daiwa Capital Markets America Inc. X X X X    
651 Credit Agricole Securities (USA) Inc. X X X X    
656 BNP Paribas Securities Corp. X X X X    
659 Newedge USA, LLC X X        
660 JP Morgan Securities LLC           X
661 JP Morgan Securities LLC       X X  
670 CSS, LLC X X        
672 Newedge USA, LLC X X   X    
674 Lakeshore Securities, L.P. X X   X    
685 R.J. O'Brien & Associates, LLC           X
695 ABN AMRO Clearing Chicago LLC X X X X    
696 Cantor Fitzgerald & Co. X X X      
702 Clearview Correspondent Services, LLC X X        
704 Barclays Capital Inc.       X X  
705 Scottrade, Inc. X X   X    
706 Barclays Capital Inc.           X
709 Barclays Capital Inc.       X    
711 Barclays Capital Inc.         X  
712 Barclays Capital Inc. X X   X    
718 Newedge USA, LLC           X
719 Newedge USA, LLC X X   X    
722 Newedge USA, LLC X X X X    
725 Raymond James & Associates, Inc. X X   X    
727 Mesirow Financial Inc. X X   X    
733 Wells Fargo Advisors, LLC X X        
737 Advantage Futures, LLC           X
741 Goldman Sachs Execution & Clearing, L.P.       X X  
743 C.L. King & Associates, Inc. X X X      
747 Citigroup Global Markets Inc.       X X  
749 Virtu Financial Capital Markets LLC X X X      
756 American Enterprise Investment Services, Inc. X X   X    
761 Newedge USA, LLC         X  
762 Newedge USA, LLC       X X  
768 J.J.B. Hilliard, W.L. Lyons, LLC X X   X    
771 William Blair & Company, LLC X X        
777 TD Ameritrade Clearing, Inc. X X X X    
778 TD Ameritrade Clearing, Inc. X X X X    
780 Morgan, Keegan & Company, Inc. X X   X    
792 Merrill Lynch Pierce Fenner & Smith Inc. X X   X    
793 Stifel Nicolaus & Company Incorporated X X   X    
795 RBC Capital Markets, LLC       X X  
796 RBC Capital Markets, LLC           X
799 KeyBanc Capital Markets X X        
800 Rosenthal Collins Group, LLC           X
801 Rosenthal Collins Group, LLC         X  
813 ABN AMRO Clearing Chicago LLC   X        
815 Goldman Sachs Execution & Clearing, L.P.           X
816 HSBC Securities (USA) Inc. X X   X    
822 J.P. Morgan Clearing Corp.   X        
824 Goldman Sachs Execution & Clearing, L.P.   X        
829 ABN AMRO Clearing Chicago LLC OCC/ICE CLEAR Cross Margin   X        
831 CIBC World Markets Corp. X X        
833 J.P. Morgan Clearing Corp.   X        
841 Goldman Sachs Execution & Clearing, L.P.   X     X  
843 Goldman Sachs Execution & Clearing, L.P.   X        
847 Merrill Lynch Professional Clearing Corp.   X        
875 BMO Capital Markets Corporation X X        
880 Citadel Securities LLC X X        
884 Nomura Securities International Inc.   X