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OCC Schedule of Fees / April 2014

Clearing Member

Clearing

Clearing Fees
Trades with Contracts of:  
1-500 $0.05
501-1,000 $0.04
1,001-2,000 $0.03
Greater than 2,000 $55.00/trade
New Products
From first day of listing through the end of the following calendar month $0.00
(thereafter reverts to clearing fees specified above)
Market Maker/Specialist Scratch and Linkage Fees per side* $0.02
Minimum Monthly Clearing Fee $200.00
Exercise Fee — per line item on exercise notice $1.00
Membership
New Clearing Member Qualification Fee $4,000.00
Stock and Market Loan Program Transaction Fees
Per transaction assessed against each lender and borrower $1.00
Stamps
Clearing Member Authorization Stamp $23.00/stamp
* A Market Maker/Specialist or Linkage transaction that includes more than 2,750 contracts will be charged a flat fee of $55.00 per trade per side.

Ancillary Services

TIER I $1,500.00 per month
  • ENCORE Access
  • MyOCC Access
  • Data Service - proprietary position and trade data (includes transmission to service bureau)
  • Report Bundle
  • Series File
  • Special Settlement File
  • Open Interest File
  • Prices File
  • Stock Loan File
  • Theoretical Profit and Loss Values
  • Leased line charges are additional
Additional Clearing Member: No Charge
TIER II $1,000.00 per month
  • ENCORE Access
  • MyOCC Access
  • Data Service - proprietary position and trade data (includes transmission to service bureau)
  • Report Bundle
  • Leased line charges are additional
TIER III $650.00 per month
  • ENCORE Access
  • MyOCC Access
TIER IV $300.00 per month
(Stock Loan only)
  • ENCORE Access
  • MyOCC Access

Leased Line Services

T1 line to destination Cost per month, per line
Midwest $1,000.00
East Coast $1,500.00
West Coast $2,000.00

Clearing Member & Non-Clearing Member

Publications/Brochures

Disclosure Documents $0.45
OCC/ICC By-Laws and Rules
Updates can be obtained on a subscription basis for $47.00 per year.
$47.00

Non-Clearing Member

Series Information

Non-Distribution $1,750.00 per month
Distribution $3,000.00 per month
Real Time Data $250.00 per month (in addition to fees listed above)

Prices Information

$3,000.00 per month

Theoretical Profit and Loss Values*

$1,000.00 per month

Escrow Banks

Escrow Program Fees

Monthly $200.00

All fees are subject to change

For further information, contact Member Services at 1-800-621-6072.